The Fabulous Fab is not feeling too fab today

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The Compliance Exchange News Alert August 2, 2013 Job Spotlight: Compliance Policy Administration Associate Our client a prominent financial services firm seeks a Compliance Associate with project and process management experience. They will be responsible for supporting compliance policy governance process.   Additional responsibilities include being accountable for the planning and management of Policy Governance projects,  e.g. projects for the development and revision of compliance / regulatory policies; management of Policy Governance processes,  e.g. , the review, commentary and approval processes; and the management of Policy documents, e.g. policy inventory, updating, version control, internal / external website posting and archiving/retirement of policies.   If you are a fit, please get in touch with Michael Lane - MLane@ComplianceSearch.com and feel free to pass the link along to someone else, as well.   Click here to read the full description. 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ComplianceJobs.com Provided by Click here to see Jack Kelly speaking at an event on Recruiting with Social Media and be awarded as an Elite Recruiter Compliance Manager - Futures and Commodities Compliance Director, OTC Derivatives - Regulator Hedge Fund Compliance Analyst Hedge Fund Compliance Attorney Private Equity - Compliance Executive Administrative Assistant Staff Accountant/Product Controller - Boutique Proprietary Trading Firm - Wall Street Compliance Policy Administration Associate Chief Compliance Officer - Private Bank Compliance, Audit and Risk Specialist Guideline Monitoring Investment Management Compliance Officer Legal and Compliance Associate- Asset Management General Counsel/ Chief Compliance Officer Surveillance Compliance Officer Executive Director, Head of Anti-Money Laundering Financial Crimes Compliance Attorney Advertising, Marketing Material Review Compliance, AVP BSA/Anti-Money Laundering Compliance Officer Litigation Paralegal Analyst- Investment Bank VP, Product Compliance Officer, High-Net Worth Client Senior Compliance Analyst, Policies and Procedures Senior Compliance Training Analyst Senior Compliance Officer - Investment Advisory Head of Training, Policies and Procedures Anti-Money Laundering , Financial Crimes Compliance Control Room AVP Business Development Manager -AML Software Sales Financial Investigations Unit Analyst Compliance Testing Manager Hedge Fund Compliance Associate Hedge Fund Compliance Officer VP - Anti-Money Laundering Advisory Compliance - Global Transaction Bank Data Loss Prevention Surveillance - Analyst Chief Compliance Officer - Private Bank Investment Guidelines - Compliance Analyst Compliance Assistant - Private Equity/Alternative Investment Large Holdings Compliance - AVP Associate Director of Bank Regulatory Affairs Deputy Chief Compliance Officer Chief Compliance Officer - Hedge Fund Compliance: Branch Office Inspections & Internal Controls Testing Experienced Executive Recruiters & Recruiter Trainees Compliance Director - Trust Logistics Compliance Compliance Manager - Wrap Accounts Director, Monitoring and Testing Compliance Officer Financial Crime Compliance Change Management - Senior Project Manager/Team Leader - Vice President Anti Money Laundering Compliance Officer Vice President Compliance - Merchant Banking & Real Estate Division Legal Analyst - Paralegal - Asset Management SENIOR ACCOUNTANT - COMMODITIES BROKERAGE Senior Compliance Advisor, Regulatory Reform Dodd-Frank, Futures, Swaps Control Room - Compliance Officer Vice President, Compliance Policy Business Unit Compliance Officer - Prime Services Anti Money Laundering Cross Border Services Equities Trading Floor Compliance - VP Chief Compliance Officer - Consumer Bank Compliance Counsel - Consumer Bank Compliance Officer - Asset Management VP, Investment Advisory Compliance Corporate Policies & Procedures Compliance Sales Material Compliance Senior Associate Compliance Manager Internal Auditor Registrations Compliance AVP FX Currency, Fixed Income Compliance Regulatory Compliance Manager VP Institutional Bank Compliance Insurance Regulatory Compliance Compliance Officer Advisory - Registered Investment Advisor Futures Trade Surveillance Compliance - VP  Compliance Officer - Anti-Bribery and Corruption Compliance Officer - Anti-Money Laundering Securities Compliance Officer - VP Bank Compliance Testing & Monitoring VP  Senior Compliance Officer - Fair Lending Equities Sales + Trading Floor Compliance Advisory - AVP Privacy and Information Risk Governance - VP Records Management Compliance Head - VP Fixed Income / Credit Compliance, Director Level Designated Market Maker Surveillance Analyst VP Fixed Income Surveillance Consumer Banking Compliance Officer VP, Anti-Money Laundering Compliance, Transaction Monitoring AVP, Anti-Money Laundering Compliance, Transaction Monitoring Compliance Officer - Employee Trading and Private Investments/Outside Affiliations - VP VP - Compliance Training Vice President Equities Advisory Compliance Banking Compliance Officer - Division of Investment Bank Compliance Management Consultant - Hedge Funds Bank Regulator\y Compliance - VP/Director Bank Regulatory Compliance - AVP/VP Compliance Officer -Change Management Chief Compliance Officer - Asset Management in California Financial Crime Compliance - Enhanced Due Diligence Compliance Coverage Officer for US Finance Anti-Money Laundering Optimization Statistician Regional Team Manager Compliance Product Solutions Anti-Money Laundering - Program Management Office Senior Manager Legal Counsel or Senior Compliance Advisor, Regulatory Reform Senior Compliance Officer- Reporting Compliance - Broker Dealer Division of Asset Management Company Head of Compliance and Regulatory Risk Policies & Procedures Compliance Officer Fixed Income, Structured Products - Compliance Chief Compliance Officer - Registered Investment Advisor Division Compliance Quality Assurance Testing - Investment Bank Records Management Compliance - AVP Anti Money Laundering Compliance - Latin American Compliance Officer - Dodd-Frank Testing + Swap Dealer + Futures Commission Securities Testing Compliance Officer Bank Testing Compliance Officer  Chief Compliance Officer/ Associate General Counsel - Hedge Fund   Sponsored Compliance Jobs  If you are interested in posting your position on our newsletter and blog please click here for more information Senior Compliance Examiner, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Manager, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Regulatory Compliance Specialist in Kirkland, Washington with Cobalt Mortgage Senior Compliance Analyst in Arlington, Virginia with Sands Capital Management Sr. Regulatory Compliance Analyst in Denver, Colorado with ALPS, Inc. Senior Compliance Advisor in Boston, Massachusetts with Fidelity Capital Markets Senior Manager, Ethics & Compliance in New York with Bertelsmann, Inc. Fair Lending Officer in Kirkland, Washington with Cobalt Mortgage Senior Marketing Compliance Analyst in Texas with USAA Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details The Fabulous Fab is not feeling too fab today    The financial crisis is finally over, folks: We have found a scapegoat.   Continue to article  NY AG Probing Big Banks Over Reports They Unfairly Disqualify Customers From Checking Accounts    New York's attorney general is investigating six of the top U.S. banks over reports that they are unfairly using databases to disqualify people seeking to open checking or savings accounts, the New York Times reported on Thursday, citing people briefed on the matter.   Continue to article  The Penalties, and Possible Appeal, for Fabrice Tourre    There was considerable skepticism that the Securities and Exchange Commission would be successful in its civil fraud case against Fabrice Tourre, the former Goldman Sachs vice president, in connection with the sale of a synthetic collateralized debt obligation.   Continue to article  Sponsored by:    Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955   Please Click Here for More Information Compliance Roundup   Fabrice Tourre, the former Goldman Sachs Group Inc. (GS) vice president on trial for his role in a failed $1 billion investment, was found liable on six of seven claims by a jury in Manhattan.   Continue to article  Bank of America has a whole new set of legal headaches    The firm revealed in its quarterly report Thursday that staff at the Department of Justice have said they plan to file civil charges against Bank of America in relation to "one or two" of its jumbo prime mortgage securitizations.   Continue to article  So You Want To Work At Goldman Sachs? From Sergey Aleynikov To Fabulous Fab  For a very long time, Goldman Sachs has attracted some of the best young minds on Wall Street as the world's most prominent and successful investment bank. It has been the place to go to get rich and launch spectacular careers in finance.   Continue to article  Sponsored by: Please Click Here for More Information Dodd-Frank And The Next Financial Meltdown    If you have read any of my previous posts, you know I believe Dodd-Frank has failed to achieve its announced objective: to make the systemic changes necessary to prevent another financial meltdown.   Continue to article  New Rules & Regulations 8/2/2013    Rules and regulations of the day.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information JPMorgan's $7 Billion In Penalty Payouts Dwarfed By Monstrous Profits  JPMorgan Chase's $410 million deal to settle charges it manipulated electricity markets in California and Michigan brings the amount the bank has paid in fines and settlements in the past couple of years to nearly $7 billion.   Continue to article  Standard & Poor's Loosens Credit-Rating Standards To Win More Business    If you somehow missed out on all the fun of the last financial crisis, don't worry: We're apparently slowly building up to another one.   Continue to article  Citigroup to pay $10.75 million in arbitration    Citigroup Inc (C.N) was ordered to pay $10.75 million to a former customer over losses from investments in Royal Bank of Scotland Group PLC(RBS.L), which was bailed out after the 2008 financial crash, a securities arbitration panel ruled.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Now Trending at the Executive Gateway Taiwan lawmakers brawl over nuclear plant bill 08-02-2013 14:42:58 PM Taiwanese lawmakers exchanged punches and threw water at each other Friday ahead of an expected......» Newest facial craze sweeping New York? Bird poop Bird poop for... 08-02-2013 14:41:22 PM Newest facial craze sweeping New York? Bird poop Bird poop for beauty? That's what goes into facials at a luxury spa where the traditional Japanese treatment using imported Asian nightingale excrement mixed with rice bran goes for $180 a pop. About 100 women and men go into the Shizuka New York skin care salon, just off Manhattan's Fifth Avenue, each month to get the treatment, which is promoted as a way to keep the face soft and smooth using an enzyme in the poop to gently exfoliate the skin....» Terror alert issued by U.S. State Department The United States... 08-02-2013 14:28:19 PM Terror alert issued by U.S. State Department The United States issued a worldwide travel alert on Friday warning Americans that al Qaeda may be planning attacks in August, particularly in the Middle East and North Africa....»  'It's official! I'm hosting the... 08-02-2013 14:12:02 PM  'It's official! I'm hosting the Oscars!' Ellen DeGeneres often jokes around on Twitter, but she's not kidding now. Moments ago, she tweeted: 'It's official! I'm hosting the #Oscars! I'd like to thank ....» Blue Jasmine: An Interesting Disappointment Give... 08-02-2013 11:33:08 AM Blue Jasmine: An Interesting Disappointment Give Woody Allen this much: His new film, Blue Jasmine, is his most ambitious in years, perhaps since 2005's Match Point. Following a series of undercooked, oddly touristic comedies, Allen has turned his eye back to drama with the story of a life in the midst of disintegration. Read more. [Image: Sony Pictures Classics]...»   WSJ Reporter Describes Fabrice Tourre Interview - Wall Street... 08-02-2013 11:33:00 AM WSJ Reporter Describes Fabrice Tourre Interview - Wall Street Journal...»   US Jobless Rate Falls to 7.4%, Payrolls Rise 162K - Bloomberg 08-02-2013 11:18:56 AM US Jobless Rate Falls to 7.4%, Payrolls Rise 162K - Bloomberg...»   Why New Harvard MBAs Make Less Money 08-02-2013 10:38:33 AM Why New Harvard MBAs Make Less Money...» Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information CompliancEx provides our viewers with in depth industry articles, seminar and conference information, advertisers relevant to Compliance and a chance to write editorials for our blog.                                                                  CompliancEX- The Compliance Exchange                www.CompliancEX.com Join Our Mailing List

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