Wall Street Firms Back Removing Exchanges’ Legal Protections

WEALTH MANAGEMENT MADE PERSONAL DAILY Home   |   Discussions   |   Blogs   |   Advertise   |   Subscribe FOLLOW US: August 2, 2013 Wall Street Firms Back Removing Exchanges' Legal Protections The government should strip U.S. stock exchanges of the legal status that protects them from most lawsuits, a trade group for brokers said. read more » Wells Fargo Establishes New Client Leadership Roles Wells Fargo has created new positions for a director of client acquisition and a director of client experience. read more » Wedbush Hire Joins in Midst of FINRA Case Wedbush has brought on the former president of First Washington amid questions over his supervision of a former employee. read more » Turn On Your Favorite Channel Rethinking Retirement -  For breaking news, targeted insights and expert coverage of retirement, visit On Wall Street's Rethinking Retirement Channel now - and everyday! Barclays Joins UBS in Pursuit of Millionaire African Clients Barclays Plc is joining Citigroup Inc. and UBS AG in targeting millionaire clients in Africa as the continent's fastest-growing economies swell a rich list topped by billionaires Aliko Dangote and Johann Rupert. read more » Senate Confirms Stein, Piwowar to SEC With Full Term for White Former U.S. Senate aides Michael Piwowar and Kara M. Stein won confirmation as members of the Securities and Exchange Commission. The current SEC chairman Mary Jo White was also confirmed to a full term that expires June 5, 2019. read more » Research Roundup: Drifting...But for How Long? While we don't expect any action at the Fed's next meeting on July 30-31, down the street, Congressional rhetoric seems to be building toward fall showdowns, say Charles Schwab analysts. read more »  Turn On Your Favorite Channel  ETFs  For breaking news, targeted insights and expert coverage of ETFs, visit On Wall Street's ETFs Channel now - and everyday! Must Read 5 Things Junior Advisors Wish They Could Tell Their Bosses Often advisors don't have the time to motivate, hold accountable, and help junior advisors with their time management and goals. Here are the biggest struggles junior advisors face and the things these associates wish they could tell their bosses. read more » Must Watch Giving Back Here's how one advisor encourages philanthropic efforts of his clients by being a philanthropist himself. read more » Contact Us Samantha Allen samantha.allen@sourcemedia.com Senior Digital Editor Phone: 212.803.8752 Mark Lynch Mark.Lynch@sourcemedia.com Associate Publisher Phone: 781.626.4001 Videos Selecting the Right Advisor Coach Succession Planning for Business Owners How To Overcome Fear of Technology Planning 2023: What's Ahead? Advances in Mobile Technology Slide Shows 20 Ways to Improve Your Practice Breaking Down the Top 100 Branch Managers Volatility Strategy: 10 Key Messages for Wary Investors Unravel Alternative Investment Myths Top 10 Products Among Institutional Investors Web Seminars The Four Essential Steps to Becoming an RIA. Helping Clients Rethink a Risk-off Mentality Turnkey Sales Programs: How to distinguish a ‘good story’ from a true growth opportunity. © 2013 SourceMedia. All rights reserved. You are currently subscribed to onwallstreet.com as: buzzhairs.finance@blogger.com. Send this eNewsletter to a friend: Click here Unsubscribe from this mailing list: Click here Update your Profile: Click here To unsubscribe to other SourceMedia posts contact our Customer Service department at the phone number provided below. SourceMedia One State Street Plaza, 27th Floor New York, NY 10004 Phone: (800) 221-1809