Wednesday, 17 July 2013

Lench to Step Down at SEC Enforcement Division

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July 17, 2013

Kenneth R. Lench, the chief of the structured and new products unit at the SEC's division of enforcement, is leaving at the end of the month. read more »
Bank of America's Global Wealth and Investment Management business posted strong growth across the board in the second quarter. read more »
When we think about post-traumatic stress disorder, we typically envision combat, tornadoes, and hurricanes. But PTSD is not limited to life-threatening events. Events threatening financial security (and even career-security) can be very traumatic. read more »
With a new branch manager, the St. Petersburg, Fla.-based firm forays into an increasingly competitive Seattle market. read more »
Hedge funds have beaten the FDIC in a series of legal disputes over the assets of bankrupt holding companies, exposing a serious flaw in the regulator's system for recovering value from failed institutions. read more »
Will the slower spending trend, combined with higher tax revenues, contain the deficit? read more »

Must Read

Back to School on 529s

The tax-advantaged plan was supposed to help average Americans save for their children's college education. Today, advisors are increasingly recommending them as an estate planning tool for the wealthy. read more »

Must Watch

A More Perfect Practice

If he were to rewrite his practice management book Practice Made Perfect today, Pershing's Mark Tibergien says he'd be more optimistic. He'd also take a look at what advisors are doing to attract next generation clients and build sustainable practices. read more »

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