The city of Miami is being accused of breaking its probation for violating securities laws. |
Eliot Spitzer, the disgraced former governor who has convulsed the normally sleepy race for New York City comptroller, is open about the way he is going to use his personal fortune to win. |
Regulators are using new powers to crack down on a high-speed trading firm that they contend was trying to manipulate prices of futures contracts. Continue to article |
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First the Securities and Exchange Commission rejected a settlement with a high-flying hedge fund manager, Philip A. Falcone. Continue to article |
UBS AG UBSN.VX +2.50% agreed to pay a heavy fine to settle with U.S. regulators for allegedly misrepresenting mortgage-backed bonds sold during the American housing bubble, potentially resolving a lingering issue stemming from the Swiss lender's once-aggressive investment bank. Continue to article |
U.S. securities regulators should consider raising the bar for who qualifies to invest in certain riskier financial products, a U.S. government watchdog said in a report released on Thursday. Continue to article |
In March, as U.S. bank regulators were framing a new rule that would affect the $630 trillion derivatives market, JPMorgan Chase & Co sent five bankers from New York and London to Washington to raise some fine points about the impact of the financial reform. |
The U.S. commodities market regulator has put Wall Street banks and other big traders on notice for a possible investigation of their metals warehousing businesses following years of complaints about inflated prices. |
The Organization for Economic Cooperation and Development proposed a blueprint for cracking down on tax-dodging strategies used by companies such as Google Inc. (GOOG), Apple Inc. (AAPL) and Yahoo! Inc. (YHOO) |
Rules and regulations of the day. |
Wall Street's most powerful banks have accelerated efforts to transform the structure and focus of their commodity trading desks to preserve their multibillion-dollar empires from tightening regulation. |
UBS's second-quarter profit beat forecasts even though it agreed to settle a lawsuit with the U.S. housing regulator over the mis-selling of mortgage-backed bonds, boosting shares in Switzerland's largest bank to two-year highs. Continue to article |
Like all other investment banks Goldman Sachs was the poster boy of American capitalism till the market crash of 2008. |
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