| | | The Compliance Exchange News Alert | July 19, 2013 |
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A top-tier international insurance and financial services firm seeks an experienced compliance attorney to focus on financial crimes. This role will involve issues concerning FCPA, OFAC, Sanctions, Anti-Money Laundering, Anti-Corruption and other related matters. This individual will assist with oversight of ongoing activities related to the development, implementation and maintenance of the firm's international trade, anti-money laundering, antitrust and anti-corruption programs (collectively, "Compliance Risks"). If you are a fit, please get in touch with Jack Kelly - JKelly@ComplianceSearch.com Feel free to pass the link along to someone else, as well. |
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|  Just because it's summer doesn't mean that your job search should go on vacation. Companies are still interviewing and hiring. |
 Two former brokers, who appeared in court on Friday on fraud charges, conspired with employees at UBS, HSBC (HSBA.L), Rabobank, Citi and Tullett Prebon (TLPR.L) to manipulate Libor rates, UK prosecutors alleged in court documents. |
The Securities and Exchange Commission is not the best place to work among federal agencies in Washington, according to a new study by a government watchdog. Continue to article |
| Sponsored by:  Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955 Please Click Here for More Information |
Newly formed Securities and Exchange Commission task forces will explore the use of the SEC's increased data-mining capability as a way to detect financial-reporting fraud at corporations, the two leaders of one of the units told CFO. Continue to article |
Last Thursday, Sergei Magnitsky was convicted of tax evasion. The only problem was he was not there to hear the verdict read. Magnitsky was killed in Moscow's Butyrka prison in 2009, likely as a result of beatings and a lack of medical treatment. Continue to article |
The U.S. Securities and Exchange Commission on Friday accused hedge fund mogul Steven A. Cohen of failing to supervise two employees who are facing insider trading charges. Continue to article |
 A married couple has been arrested in Long Island for allegedly laundering money from their high-end prostitution service that shuttled escorts from New York City to locations around the world, prosecutors said. |
 Rules and regulations for the day. |
 Regulators are taking a closer look at whether high-frequency trading firms might represent a threat to the stability of financial markets. |
 The Securities and Exchange Commission overruled its own enforcement division's decision to settle a civil case with the high-flying money manager Philip A. Falcone and his flagship hedge fund, a rare reversal that signals a broader crackdown by the agency. |
 The Financial Industry Regulatory Authority is investigating whether high-frequency traders have established controls to ensure their algorithms don't malfunction and cause broader harm to markets. |
Fabrice Tourre's former boss at Goldman Sachs distanced himself on Thursday from the way Tourre described hedge fund Paulson & Co Inc's role in a 2007 subprime mortgage deal. Continue to article |
 Public companies would be required to disclose how much more their chief executives are paid than rank-and-file workers under a rule to be proposed next month by U.S. securities regulators, according to two people familiar with the matter. |
Even as the nation's top energy regulator is poised to extract a record settlement from JPMorgan Chase over accusations that it manipulated power markets, the agency is expected to spare a top bank lieutenant who federal investigators initially contended made "false and misleading statements under oath," according to people briefed on Continue to article |
The nation's six largest banks reported $23 billion in profits in the second quarter, but they could end up victims of their own success. Continue to article |
Last summer Jamie Dimon, the nation's most prominent bank CEO, was going through one of the darkest moments of his career. Continue to article |
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