Monday, 12 August 2013

12 Reasons It Might Be Time to Leave Your Job

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The Compliance Exchange News AlertAugust 12, 2013

Our client, a global financial services firm, seeks a Senior Compliance Officer to provide compliance support, training, and surveillance to its business lines. This role will be directly reporting to and working closely with the Designated Compliance Officer US/Americas and will be primarily responsible for providing support for execution of Compliance responsibilities in the region specifically Brazil. The position will require understanding of local and US securities regulations.

 

For more information and to be considered for this role, please get in touch with Michael Lane - Mlane@compliancesearch.com and feel free to pass the link along to someone else, as well.

 

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Deciding when and why to leave your current job and look for a new one is not a scientific process; rather, it's based on feel and intuition. However, there are some very poignant signs to look out for that can aid your decision.

 

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Court documents filed Thursday in the prosecution of former Bernie Madoff secretary Annette Bongiorno describe a love-triangle between Bernie Madoff and at least one of his employees.

 

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A newly elected Finra board member whose firm has been connected to a bribery scandal involving the former treasurer of Arkansas said the matter should have no effect on his ability to serve on the board.

 

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Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details

  

Corporate Senior Internal Auditor

Counsel - Compliance 

Senior Compliance Administrator - Testing & Monitoring 

 

Wall Street is offering a cop test.

 

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As federal authorities prepare to charge criminally two former JPMorgan Chase employees suspected of misrepresenting a multibillion-dollar trading loss last year, prosecutors in Manhattan are separately exploring ways to penalize the bank over the trading blowup that has come to be known as the "London Whale."

 

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Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955  

Please Click Here for More Information

 

Wall Street's self-regulator is looking into whether research analysts are participating in pitches to win business underwriting initial public offerings, according to a person familiar with the matter.

 

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The four largest U.S. railroad companies won their bid to reverse a ruling that turned a price-fixing lawsuit against them by shippers into a group lawsuit with potential damages of at least $10 billion.

 

Things heard in the Goldman Sachs elevators do not stay in the Goldman Sachs elevators.

 

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If you have been out of work for 9 months and longer you may in trouble.

 

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New York's top banking regulator has issued subpoenas to roughly two dozen companies associated with bitcoin as part of a wide-ranging inquiry into the business practices of the fledgling virtual-currency industry, according to people familiar with the matter.

 

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Britain's largely state-owned Royal Bank of Scotland (RBS.L) is unlikely to be reprivatized before 2018, Business Secretary Vince Cable said in an interview published on The Telegraph newspaper website on Saturday.
 
Stocks fell on Friday and posted their biggest weekly decline since June as investors focused on when the Federal Reserve would begin to scale back its stimulus.
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