CFP Board Makes Change to Compensation Disclosure

INVESTED IN ADVISORS REGULATORY Online/Mobile Version|Home| Ce Quiz| BD Data|Guides/Supplements|Subscribe|Add to Safe Senders List August 13, 2013 FOLLOW US: CFP Board Makes Change to Compensation Disclosure The CFP Board is trying to clarify what one of its instructors calls the “opaque” compensation disclosure process that tripped up former Chairman Alan Goldfarb and lead to his resignation. How to Fix Advisors' Regulatory Woes Everyone agrees that the current mishmash of legal oversight doesn't work. Here's a framework that could clean up the mess. Dually Registered vs. Hybrid Advisors: Do You Know the Difference? There are key differences between hybrid advisors and dually registered advisors -- but even some industry veterans don't seem to understand it. Turn On Your Favorite Channel Rethinking Retirement  For breaking news, targeted insights and expert coverage of retirement, visit Financial Planning's Rethinking Retirement Channel now - and everyday! New Anti-Money Laundering Rules for Advisors? Forthcoming federal rules could require all investment advisors to implement formal anti-money laundering programs -- a shift that would bring RIAs under a similar regulatory regime as that governing broker-dealers, mutual fund complexes and other financial institutions. How Advisors Can Rebuild Trust Five years after the meltdown, advisors still face a crisis of confidence. SEC Adopts Madoff-Inspired Rules to Protect Broker-Held Assets Brokers who hold investors’ assets will have to file quarterly reports attesting to compliance with measures toprotect customer money and securities under rules adopted by the U.S. Securities and Exchange Commission. Contact Us Samantha Allen samantha.allen@sourcemedia.com Senior Digital Editor Phone: 212.803.8752 Mike Schott michael.schott@sourcemedia.com Group Publisher Phone: 212.803.8567 Videos Protect Yourself From Growing Scam Risk Don't Compare Clients to a Benchmark Grooming the Next Generation of Principals Keep Clients Accountable and Focused Coach's Corner: Charitable Planning Slide Shows Inside Look: FINRA's Top Executive Compensation Essential Books for Every Advisor's Summer Reading List 11 Steps to a Better Social Media Strategy 20 Steps on the Road to Independence Things Financial Advisors Shouldn't Do on LinkedIn © 2013 SourceMedia. All rights reserved. You are currently subscribed to FP Regulatory as: buzzhairs.finance@blogger.com. Send this Newsletter to a friend: Click here Unsubscribe from this mailing list: Click here Update your Profile: Click here To unsubscribe to other SourceMedia posts contact our Customer Service department at the phone number provided below. SourceMedia One State Street Plaza, 27th Floor New York, NY 10004 Phone: (800) 221-1809