Federal investigators interviewed a Senate staff member for four hours Thursday, part of a wide-ranging insider-trading probe into how a major change in U.S. health-care policy leaked to Wall Street traders before it was announced. Continue to article |
The U.S. Securities and Exchange Commission sued a former Green Mountain Coffee Roasters employee, claiming he repeatedly obtained quarterly earnings data and traded in advance of its public release. Continue to article |
Personal information on employees at the Securities and Exchange Commission has been popping up on other federal agency computers after a former SEC worker downloaded names, birthdays, and Social Security numbers and transferred them to another network. Continue to article |
U.S. federal energy regulators on Monday ordered BP Plc to respond to allegations of natural gas market manipulation, threatening the energy company with fines near $29 million. Continue to article |
The U.S. Securities and Exchange Commission's courtroom victory over ex-Goldman Sachs Group Inc. (GS) employee Fabrice Tourre is helping the agency turn the page on years of criticism that it isn't holding Wall Street to account. Continue to article |
 The Consumer Financial Protection Bureau's growing database of financial services complaints could help consumers rule out companies that appear often, but CFPB Director Richard Cordray says other factors should be considered too. |
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KK Ho appeared out of nowhere last year on the Royal Bank of Scotland Group Plc's London trading floor. He had freshly printed business cards identifying himself as a bond salesman. He met with customers and impressed executives in internal meetings with his talk about rich clients he knew, according to two people familiar with the matter. Continue to article |
CNBC learned Monday Bart Chilton, commissioner of the Commodities Futures Trading Commission, has sent a letter toFederal Reserve Chairman Ben Bernanke urging the Fed to firmly draft the final Volcker Rule in a way that ensures banks can no longer speculate in commodity markets. Continue to article |
A U.S. class action alleging an illegal agreement to inflate aluminium prices may be just the start of aluminium buyers' legal assault against warehouse owners such as Goldman Sachs Group Inc, lawyers with antitrust expertise said on Sunday. Continue to article |
 HSBC is considering increasing the salaries of its bankers around the world in response to the cap on bonuses being implemented by the European Union. |
Wall Street's biggest banks are currently under the gun for their massive role in global commodities markets. But what many don't realize is the vast expansion of that role was, in large part, an unintended consequence of the chaos of the financial crisis. Continue to article |
|  A federal jury in New York decided on Friday that a woman who was one of 11 people in her division at Bank of New York Mellon laid off in 2010 was not a victim of sex discrimination. The case was unusual in that it even went to trial. |
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