JPMorgan Chase May Have To Pay $6 Billion To Settle Financial Crisis Lawsuit

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The Compliance Exchange News Alert August 28, 2013 Job Spotlight: Anti-Money Laundering Compliance Executive One of America's best and most innovative banks seeks an experienced Anti-Money Laundering Compliance Professional. The BSA/AML Officer is responsible for developing, implementing and overseeing all aspects of the Bank Secrecy Act Compliance Program. A deep knowledge of BSA and Sanctions laws and regulations, including strong expertise in leading industry practices in BSA programs is needed.    The successful candidate will have particular applied expertise in BSA/AML compliance for internationally focused activities, including but not limited to international wires, remittance business, trade finance and commercial and private banking.   For more information and to be considered for this role, please get in touch with Michael Lane - MLane@compliancesearch.com and feel free to pass the link along to someone else, as well.   Click here to read the full description. Connect With Us We are now on Instagram! ComplianceJobs.com Provided by Click here to see Jack Kelly speaking at an event on Recruiting with Social Media and be awarded as an Elite Recruiter VP - Fixed Income Sales and Trading Compliance Compliance Officer OFAC and Sanctions AVP Global Regulatory Developments VP- Investment Bank Compliance Analyst - Forensic Testing Compliance Asset Management / Broker-Dealer Assistant Manager Regulatory Inquiries Commodities Compliance Officer Senior Regulatory Inquiries Analyst Financial Crime Compliance Testing/AVP Fixed Income Compliance Examiner Municipal Securities Compliance Emerging Markets Compliance Officer Senior BSA/ Anti-Money Laundering Banking Officer Control Room - Deputy Manager Senior Counsel/ Director Market Documentation Compliance Document Negotiator Vice President - Senior Compliance Officer Financial Crime Compliance - Enhanced Due Diligence AVP Anti-Money Laundering Transaction Monitoring VP Compliance Surveillance Associate Investment Bank Syndicate Compliance Director Level Compliance Director, Investigations and Examinations Investment Banking Compliance Attorney Investment Banking/Capital Markets Compliance Attorney Compliance Manager - Futures and Commodities Compliance Director, OTC Derivatives - Regulator Hedge Fund Compliance Analyst Hedge Fund Compliance Attorney Private Equity - Compliance Executive Administrative Assistant Staff Accountant/Product Controller - Boutique Proprietary Trading Firm - Wall Street Compliance Policy Administration Associate Chief Compliance Officer - Private Bank Compliance, Audit and Risk Specialist Guideline Monitoring Investment Management Compliance Officer Legal and Compliance Associate- Asset Management General Counsel/ Chief Compliance Officer Surveillance Compliance Officer Executive Director, Head of Anti-Money Laundering Financial Crimes Compliance Attorney Advertising, Marketing Material Review Compliance, AVP BSA/Anti-Money Laundering Compliance Officer Litigation Paralegal Analyst- Investment Bank VP, Product Compliance Officer, High-Net Worth Client Senior Compliance Analyst, Policies and Procedures Senior Compliance Training Analyst Senior Compliance Officer - Investment Advisory Head of Training, Policies and Procedures Anti-Money Laundering , Financial Crimes Compliance Control Room AVP Business Development Manager -AML Software Sales Financial Investigations Unit Analyst Compliance Testing Manager Hedge Fund Compliance Associate Hedge Fund Compliance Officer VP - Anti-Money Laundering Advisory Compliance - Global Transaction Bank Data Loss Prevention Surveillance - Analyst Chief Compliance Officer - Private Bank Investment Guidelines - Compliance Analyst Compliance Assistant - Private Equity/Alternative Investment Large Holdings Compliance - AVP Associate Director of Bank Regulatory Affairs Deputy Chief Compliance Officer Chief Compliance Officer - Hedge Fund Compliance: Branch Office Inspections & Internal Controls Testing Experienced Executive Recruiters & Recruiter Trainees Compliance Director - Trust Logistics Compliance Compliance Manager - Wrap Accounts Director, Monitoring and Testing Compliance Officer Financial Crime Compliance Change Management - Senior Project Manager/Team Leader - Vice President Anti Money Laundering Compliance Officer Vice President Compliance - Merchant Banking & Real Estate Division Legal Analyst - Paralegal - Asset Management SENIOR ACCOUNTANT - COMMODITIES BROKERAGE Senior Compliance Advisor, Regulatory Reform Dodd-Frank, Futures, Swaps Control Room - Compliance Officer Vice President, Compliance Policy Business Unit Compliance Officer - Prime Services Anti Money Laundering Cross Border Services Equities Trading Floor Compliance - VP Chief Compliance Officer - Consumer Bank Compliance Counsel - Consumer Bank Compliance Officer - Asset Management VP, Investment Advisory Compliance Corporate Policies & Procedures Compliance Sales Material Compliance Senior Associate Compliance Manager Internal Auditor Registrations Compliance AVP FX Currency, Fixed Income Compliance Regulatory Compliance Manager VP Institutional Bank Compliance Insurance Regulatory Compliance Compliance Officer Advisory - Registered Investment Advisor Futures Trade Surveillance Compliance - VP  Compliance Officer - Anti-Bribery and Corruption Compliance Officer - Anti-Money Laundering Securities Compliance Officer - VP Bank Compliance Testing & Monitoring VP  Senior Compliance Officer - Fair Lending Equities Sales + Trading Floor Compliance Advisory - AVP Privacy and Information Risk Governance - VP Records Management Compliance Head - VP Fixed Income / Credit Compliance, Director Level Designated Market Maker Surveillance Analyst VP Fixed Income Surveillance Consumer Banking Compliance Officer VP, Anti-Money Laundering Compliance, Transaction Monitoring AVP, Anti-Money Laundering Compliance, Transaction Monitoring Compliance Officer - Employee Trading and Private Investments/Outside Affiliations - VP VP - Compliance Training Vice President Equities Advisory Compliance Banking Compliance Officer - Division of Investment Bank Compliance Management Consultant - Hedge Funds Bank Regulator\y Compliance - VP/Director Bank Regulatory Compliance - AVP/VP Compliance Officer -Change Management Chief Compliance Officer - Asset Management in California Financial Crime Compliance - Enhanced Due Diligence Compliance Coverage Officer for US Finance Anti-Money Laundering Optimization Statistician Regional Team Manager Compliance Product Solutions Anti-Money Laundering - Program Management Office Senior Manager Legal Counsel or Senior Compliance Advisor, Regulatory Reform Senior Compliance Officer- Reporting Compliance - Broker Dealer Division of Asset Management Company Head of Compliance and Regulatory Risk Policies & Procedures Compliance Officer Fixed Income, Structured Products - Compliance Chief Compliance Officer - Registered Investment Advisor Division Compliance Quality Assurance Testing - Investment Bank Records Management Compliance - AVP Anti Money Laundering Compliance - Latin American   Sponsored Compliance Jobs  If you are interested in posting your position on our newsletter and blog please click here for more information Associate - Compliance and Operations in Fort Lee, NJ with Pathstone Family Office Compliance Officer in Dallas, Texas with Tolleson Wealth Management Deputy Chief Compliance Officer in Denver, Colorado with ALPS, Inc. Senior Compliance Examiner, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Manager, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Regulatory Compliance Specialist in Kirkland, Washington with Cobalt Mortgage Senior Compliance Analyst in Arlington, Virginia with Sands Capital Management Sr. Regulatory Compliance Analyst in Denver, Colorado with ALPS, Inc. Senior Compliance Advisor in Boston, Massachusetts with Fidelity Capital Markets Senior Manager, Ethics & Compliance in New York with Bertelsmann, Inc. Fair Lending Officer in Kirkland, Washington with Cobalt Mortgage Senior Marketing Compliance Analyst in Texas with USAA Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details JPMorgan Chase May Have To Pay $6 Billion To Settle Financial Crisis Lawsuit    U.S. officials may want to extract a London Whale-size legal settlement from JPMorgan Chase.   Continue to article  Bank Executive Admits to Using Bailout Money to Buy Condo    In November 2008, during the depths of the financial crisis, Darryl Layne Woods, a bank executive in Missouri, applied to the United States Treasury for bailout money. His bank received $1 million.   Continue to article  SEC bars Colorado portfolio manager for duping compliance officer    The portfolio manager of a Colorado investment advisory firm has been barred from the securities industry for forging documents and misleading his firm's chief compliance officer to conceal his failure to report hundreds of personal trades, the U.S. Securities and Exchange Commission said on Tuesday.   Continue to article  Sponsored by: Please Click Here for More Information SEC reviews Nasdaq as rivals blame each other for outage    Regulators are questioning how robust Nasdaq OMX Group's systems are after last week's massive trading outage, while shrugging off a spat with NYSE Euronext as a distraction, a source familiar with the matter said on Tuesday.   Continue to article  Who wants to be a millionaire? Likely next Fed chair already is  Lawrence Summers may be a poster-child for the lucrative revolving door between Wall Street and Washington.   Continue to article  New Rules & Regulations 8/28/2013  Compliance rules and regulations of the day.   Continue to article  Sponsored by: Please Click Here for More Information Las Vegas Sands resolves laundering case with $47 million deal   Casino operator Las Vegas Sands has agreed to give up over $47 million as part of an agreement to avoid charges over its failure to report suspicious transactions by an alleged drug kingpin.   Continue to article  Government eyes regulation of 'Bitcoins'    A Senate committee is investigating whether to establish regulations for online "virtual currencies" such as Bitcoins.   Continue to article  Sponsored by: Please Click Here for More Information Regulator warns of dangers of mobile banking  Fraud, malicious software, IT meltdowns and "fat finger" style errors all pose threats to consumers who use mobile banking services, the UK's financial regulator has said.   Continue to article  Nasdaq left SEC in the 'dark'  Nasdaq has a communication problem!   Continue to article  Sponsored by: Please Click Here for More Information Compliance Around the World  International Compliance News & Jobs   Continue to article  Sponsored by: Please Click Here for More Information U.S. Bank Legal Bills Exceed $100 Billion  The six biggest U.S. banks, led by JPMorgan Chase & Co. (JPM) and Bank of America Corp., have piled up $103 billion in legal costs since the financial crisis, more than all dividends paid to shareholders in the past five years.   Continue to article  Merrill Lynch to pay $160 million to settle racial bias lawsuit  Bank of America Corp's (BAC.N) Merrill Lynch unit agreed to pay $160 million to settle a racial bias lawsuit that went through two appeals at the United States Supreme Court, the New York Times reported, citing the plaintiff's lawyer.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by:    Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details    Corporate Senior Internal Auditor Counsel - Compliance  Senior Compliance Administrator - Testing & Monitoring  Now Trending at the Executive Gateway Unlimited vacation time is better in theory than in practice 08-28-2013 13:39:57 PM It is a vivid illustration of our 24/7-work culture that most Americans do not use all of their...» How Wide Is Your Wage Gap? New Rule Would Reveal CEO Pay vs. Employee Pay 08-28-2013 13:36:25 PM Transparency is great unless maybe you're a multi-million-earning CEO whose employees are making......» Less time at the office doesn't make people happier, study shows 08-28-2013 13:32:20 PM Problem Work is making you miserable. Your boss is a mean little man with a clip-on tie and a......»   The Link Between Narcissism And Wealth Is Becoming Clearer Than... 08-28-2013 13:27:26 PM The Link Between Narcissism And Wealth Is Becoming Clearer Than Ever The fact that rich people often think they're better than poor people is one of those unspoken truths of society. We all know it happens, even if no one likes to admit it. Luckily, we've got the research to prove it. In a series of studies , University of California at Berkley  Psychologist Paul K. Piff tested the links between social class, entitlement, and narcissism. "Americans may be more narcissistic now than ever, but narcissism is not evenly distributed across social strata," Piff wrote. "H igher social class is associated with increased entitlement and narcissism." ...» 15 Mistakes Guys Are Making With Their Suits 08-28-2013 13:26:49 PM One of the most stylish fashion statements a guy can make is a suit. Sure, we love the scruffy......» 5 new looks straight from the runway 08-28-2013 13:17:21 PM From footwear to eyewear, these are the must-have items for men this fall. CREATIVE LOAFINGIt's a......» Check out this new money-in-politics data viz... 08-28-2013 13:14:45 PM Check out this new money-in-politics data viz from a fan at Visually! View the full series here. ...» The mood of the season: indigo 08-28-2013 13:13:59 PM We've got the blues - and these items might be just the thing we need. Full List Here: New......» Here's A Rundown Of All Of JPMorgan's Mounting Legal... 08-28-2013 13:13:29 PM Here's A Rundown Of All Of JPMorgan's Mounting Legal Headaches JPMorgan Chase is currently facing a slew of problems from the London Whale trading loss to subprime mortgage lawsuits from the financial crisis...» Fashion snaps 08-28-2013 13:12:23 PM Cardinal RulesWill Smith dons his wild wild best in this brightly hued suit. See Full List Here:......» NYC iPhone trade-ins to start Friday 08-28-2013 13:10:07 PM Apple stores in the Big Apple will start taking trade-ins of older iPhones this Friday. The......» Weiner paid for phony supporters at campaign events, source says 08-28-2013 13:05:37 PM Anthony Weiner is having such a hard time generating support for his limp campaign that he has......» Advisers With More Than $1.8B in Client Assets Join Morgan... 08-28-2013 13:05:04 PM Advisers With More Than $1.8B in Client Assets Join Morgan Stanley Financial advisers managing more than $1.8 billion in client assets have joinedMorgan Stanley's MS +1.19% wealth-management division from rivals in the past two weeks. The team is now working in Morgan Stanley Wealth Management's 522 Fifth Ave., New York office, according to the firm....» New Jersey residents will share liability if they knowingly text a driver who causes accident 08-28-2013 13:02:09 PM A New Jersey appeals court has found a person who knowingly sends a text to a driver can share......» SEC looking at Soros' Herbalife trading 08-28-2013 12:57:34 PM The Securities and Exchange Commission is taking Bill Ackman seriously. Days after the hedge-fund......» Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information CompliancEx provides our viewers with in depth industry articles, seminar and conference information, advertisers relevant to Compliance and a chance to write editorials for our blog.                                                                  CompliancEX- The Compliance Exchange                www.CompliancEX.com

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