JPMorgan Said to Face 'Whale' Fines as Soon as Next Month

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Wall Street Job Report Newsletter August 23, 2013                    JPMorgan Said to Face 'Whale' Fines as Soon as Next Month 08-23-2013 11:45:21 AM U.K. and U.S. regulators are preparing to impose fines as soon as mid-September on JPMorgan Chase & Co. (JPM) after an investigation into the bank's London trading losses last year, a person with direct knowledge of the matter said. The U.K.'s Financial (...)Read the rest of this entry »..» Following Intern Death At Bank of America, Financier To Review Work-Life Balance For Junior Staff 08-23-2013 12:43:05 PM Bank of America said Friday morning it would be studying how to improve the work-life balance of the institution's junior staffers, a week after a 21-year old summer intern working for the bank's investment banking unit unexpectedly died. Moritz Erhardt, an (...)Read the rest of this entry »...»   Biggest Banks Face Moody's Cuts as U.S. Support Ebbs 08-23-2013 11:55:34 AM Goldman Sachs Group Inc. (GS) and JPMorgan Chase & Co. (JPM) are among banks whose debt ratings may be cut by Moody's Investors Service as it examines whether the U.S. would be less likely to ensure creditors are repaid in a crisis. Morgan (...)Read the rest of this entry »...» Is Oppenheimer now misleading itself on fraud? 08-23-2013 11:53:06 AM More than a year ago, we reported on how a private equity unit of Oppenheimer & Co. had inflated the valuation of one of its investments, in order to help market a new fund. The SEC later charged Oppenheimer with misleading investors, (...)Read the rest of this entry »...» Computer Bugs and Squirrels: A History of Nasdaq's Woes 08-23-2013 12:45:50 PM It was yet another technical difficulty for Nasdaq. On Thursday, when a problem at the Nasdaq stock market halted trading in all Nasdaq-listed stocks, it brought back memories of past problems at the exchange, which trades shares of some of (...)Read the rest of this entry »...» Sponsored by: Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details Corporate Senior Internal Auditor Counsel - Compliance Senior Compliance Administrator - Testing & Monitoring JPMorgan Worth 30% More If Broken Up, KBW Says 08-23-2013 12:59:35 PM JPMorgan Chase & Co. (JPM), the biggest U.S. bank by assets, would be worth 30 percent more if broken into its four business segments, an unlikely scenario, an analyst at Stifel Financial Corp. (SF)'s KBW unit said. JPMorgan's businesses - traditional banking, investment banking, (...)Read the rest of this entry »...» Goldman Banker Charged With Rape In NY State 08-23-2013 11:49:48 AM A New York-based Goldman Sachs managing director was arrested and charged with raping a 20-year-old woman while on vacation in the up-market Hamptons resort in New York state. The East Hampton Town Police arrested Jason Lee, 37, after responding to (...)Read the rest of this entry »...» The NASDAQ Crashes and So Does Our Faith in the System 08-23-2013 14:09:28 PM Back in the day when dinosaurs roamed the earth caveman-like people came together to buy and sell securities. The open outcry system where big sweaty guys jostled one another to trade stocks ruled the market. The System was viewed as (...)Read the rest of this entry »...» The New SEC Chair Mary Jo White is Turning out to be a Tiger 08-23-2013 14:08:39 PM Mary Jo was brought into the Securities and Exchange Commission with great fanfare. She was heralded as a champion of the small investor and someone who would aggressively and fearlessly take on Wall Street and the bad guys that plague (...)Read the rest of this entry »...»   Sponsored by: For More Information Please Click Here Sponsored by: For More Information Please Click Here Jobs of the Day  Sponsored by:  Compliance Jobs   Click here to find out more information on how to post your position on www.ComplianceJobs.com   Fixed Income Compliance Examiner    Municipal Securities Compliance    Financial Crime Compliance Testing/AVP    Emerging Markets Compliance Officer    Control Room - Deputy Manager    Senior Counsel/ Director Market Documentation    Compliance Document Negotiator    Financial Crime Compliance - Enhanced Due Diligence AVP    Anti-Money Laundering Transaction Monitoring VP    Compliance Surveillance Associate    Vice President - Senior Compliance Officer    Investment Banking Compliance Attorney    Investment Banking/Capital Markets Compliance Attorney    Investment Bank Syndicate Compliance Director Level    FX Currency, Fixed Income Compliance    Compliance Director, OTC Derivatives - Regulator    Hedge Fund Compliance Analyst    Hedge Fund Compliance Attorney    Compliance Manager - Futures and Commodities    Executive Director, Head of Anti-Money Laundering    Surveillance Compliance Officer    Advertising, Marketing Material Review Compliance, AVP    VP, Product Compliance Officer, High-Net Worth Client    BSA/Anti-Money Laundering Compliance Officer    Litigation Paralegal Analyst- Investment Bank    Senior Compliance Analyst, Policies and Procedures  Senior Compliance Training Analyst   Senior Compliance Officer - Investment Advisory  Head of Training, Policies and Procedures   Anti-Money Laundering , Financial Crimes    Compliance Control Room AVP    Hedge Fund Compliance Associate  Hedge Fund Compliance Officer    Senior Compliance Manager - Asset Management    Investment Guidelines - Compliance Analyst  Bank - Monitoring and Testing   Associate Director of Bank Regulatory Affairs    Deputy Chief Compliance Officer  Chief Compliance Officer - Hedge Fund   Investment Advisor Compliance Officer    Compliance Director - Trust    Experienced Executive Recruiters & Recruiter Trainees    Compliance: Branch Office Inspections & Internal Controls Testing    Director, Monitoring and Testing Compliance Officer  Logistics Compliance Sponsored by: For More Information Please Click Here Now Trending at the Executive Gateway Our top 5 picks from Louis Vuitton Fall/Winter 2013 Men's shoes 08-23-2013 12:56:33 PM Call us vain but we're here to judge men by their shoes. One look at the Louis Vuitton Fall/Winter......» A one of its kind Ruby-studded Rolls-Royce Phantom to go on sale in Abu Dhabi 08-23-2013 12:52:59 PM A very limited edition or let's say 'limited to one' Rolls-Royce will soon roll into the showroom......» Slay rap vs. NFLer 08-23-2013 12:49:18 PM FALL RIVER, Mass. - Former New England Patriot Aaron Hernandez was indicted yesterday on a......» 'Sea monster' found on beach in Spain has experts at odds 08-23-2013 12:44:11 PM A combined picture handout provided by Spanish Civil Protection shows a not yet unidentified fish......» India's Richest Man Loses $5.6 Billion as Rupee Stumbles 08-23-2013 12:36:47 PM Mukesh Ambani, India's richest man, is the biggest loser among the country's billionaires as the......» 9 Things About Pants Every Guy Needs To Know 08-23-2013 12:29:11 PM Women get to mix up their pants with skirts, dresses and the occasional skort (hey, we'll....» Friday Morning Compliance News Roundup 08-23-2013 10:41:00 AM Friday Morning Compliance News Roundup Computer breakdowns yesterday shook American equity trading for the second time this week, freezing thousands of stocks listed on the Nasdaq Stock Market for three hours and raising fresh concerns about the fragility of exchanges....» Trading Resumes in Nasdaq-Listed Securities 08-22-2013 16:01:52 PM Trading resumed in Nasdaq Stock Market-listed securities, more than three hours after an abrupt......» SEC to revive rule requiring CEO disclosure of pay gap 08-22-2013 15:52:48 PM The Securities and Exchange Commission is close to reviving a rule that requires companies to be......»

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