Friday, 30 August 2013

Limits on Broker Use of Client Assets Sought by Global Regulator

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August 30, 2013

Brokers face restrictions on using clients' assets as collateral for other trades, as part of a push by global regulators to prevent the securities lending market from sparking chain reactions that could cause a crisis. read more »
Tax treatment, good or bad, can make or break an investment decision. Here are the top 10 tax mistakes made by investors according to a survey of investment advisors. read more »
As summer comes to a close, we're taking a look back at some of the hottest stories this season. Whether you were on vacation or busy working -- maybe you just finally have time to catch up on reading over the long weekend -- we've gathered the summer's top stories all in one place. read more »
Married gay couples living in all U.S. states can file joint federal tax returns, even if local authorities don't recognize their marriages, the Obama administration said today. read more »
With no definitive direction from the Fed, investors looked to the economic data for indications of whether it would be appropriate to delay the tapering of asset purchases. - Scott J. Brown, Raymond James read more »

Must Read

Top Retirement Destinations Overseas

Clients often dream of retiring overseas for a change of scenery and lifestyle. Here’s what a handful of advisors have to say about some of the most popular overseas retirement destinations among their clients. read more »

Must Watch

Lessons From D.A. Davidson’s Merger with Crowell Weedon

D.A. Davidson’s Chairman and CEO Bill Johnstone discusses the growing importance of scale for smaller, regional broker-dealers. read more »

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