Regulator probes Deutsche Bank over money laundering controls

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The Compliance Exchange News Alert August 19, 2013 Job Spotlight: Compliance Document Negotiator Our client, a top-tier financial services firm, is looking for an experienced document negotiator to join the New York Legal Department to prepare, negotiate and bring to execution various market documentation activities, including derivatives, repurchase and securities lending transactions. Counterparties will include operating businesses, hedge funds and financial institutions   For more information and to be considered for this role, please get in touch with Michael Lane - MLane@compliancesearch.com and feel free to pass the link along to someone else, as well.   Click here to read the full description. Connect With Us We are now on Instagram! ComplianceJobs.com Provided by Click here to see Jack Kelly speaking at an event on Recruiting with Social Media and be awarded as an Elite Recruiter Control Room - Deputy Manager Senior Counsel/ Director Market Documentation Compliance Document Negotiator Vice President - Senior Compliance Officer Financial Crime Compliance - Enhanced Due Diligence AVP Anti-Money Laundering Transaction Monitoring VP Compliance Surveillance Associate Investment Bank Syndicate Compliance Director Level Compliance Director, Investigations and Examinations Investment Banking Compliance Attorney Investment Banking/Capital Markets Compliance Attorney Compliance Manager - Futures and Commodities Compliance Director, OTC Derivatives - Regulator Hedge Fund Compliance Analyst Hedge Fund Compliance Attorney Private Equity - Compliance Executive Administrative Assistant Staff Accountant/Product Controller - Boutique Proprietary Trading Firm - Wall Street Compliance Policy Administration Associate Chief Compliance Officer - Private Bank Compliance, Audit and Risk Specialist Guideline Monitoring Investment Management Compliance Officer Legal and Compliance Associate- Asset Management General Counsel/ Chief Compliance Officer Surveillance Compliance Officer Executive Director, Head of Anti-Money Laundering Financial Crimes Compliance Attorney Advertising, Marketing Material Review Compliance, AVP BSA/Anti-Money Laundering Compliance Officer Litigation Paralegal Analyst- Investment Bank VP, Product Compliance Officer, High-Net Worth Client Senior Compliance Analyst, Policies and Procedures Senior Compliance Training Analyst Senior Compliance Officer - Investment Advisory Head of Training, Policies and Procedures Anti-Money Laundering , Financial Crimes Compliance Control Room AVP Business Development Manager -AML Software Sales Financial Investigations Unit Analyst Compliance Testing Manager Hedge Fund Compliance Associate Hedge Fund Compliance Officer VP - Anti-Money Laundering Advisory Compliance - Global Transaction Bank Data Loss Prevention Surveillance - Analyst Chief Compliance Officer - Private Bank Investment Guidelines - Compliance Analyst Compliance Assistant - Private Equity/Alternative Investment Large Holdings Compliance - AVP Associate Director of Bank Regulatory Affairs Deputy Chief Compliance Officer Chief Compliance Officer - Hedge Fund Compliance: Branch Office Inspections & Internal Controls Testing Experienced Executive Recruiters & Recruiter Trainees Compliance Director - Trust Logistics Compliance Compliance Manager - Wrap Accounts Director, Monitoring and Testing Compliance Officer Financial Crime Compliance Change Management - Senior Project Manager/Team Leader - Vice President Anti Money Laundering Compliance Officer Vice President Compliance - Merchant Banking & Real Estate Division Legal Analyst - Paralegal - Asset Management SENIOR ACCOUNTANT - COMMODITIES BROKERAGE Senior Compliance Advisor, Regulatory Reform Dodd-Frank, Futures, Swaps Control Room - Compliance Officer Vice President, Compliance Policy Business Unit Compliance Officer - Prime Services Anti Money Laundering Cross Border Services Equities Trading Floor Compliance - VP Chief Compliance Officer - Consumer Bank Compliance Counsel - Consumer Bank Compliance Officer - Asset Management VP, Investment Advisory Compliance Corporate Policies & Procedures Compliance Sales Material Compliance Senior Associate Compliance Manager Internal Auditor Registrations Compliance AVP FX Currency, Fixed Income Compliance Regulatory Compliance Manager VP Institutional Bank Compliance Insurance Regulatory Compliance Compliance Officer Advisory - Registered Investment Advisor Futures Trade Surveillance Compliance - VP  Compliance Officer - Anti-Bribery and Corruption Compliance Officer - Anti-Money Laundering Securities Compliance Officer - VP Bank Compliance Testing & Monitoring VP  Senior Compliance Officer - Fair Lending Equities Sales + Trading Floor Compliance Advisory - AVP Privacy and Information Risk Governance - VP Records Management Compliance Head - VP Fixed Income / Credit Compliance, Director Level Designated Market Maker Surveillance Analyst VP Fixed Income Surveillance Consumer Banking Compliance Officer VP, Anti-Money Laundering Compliance, Transaction Monitoring AVP, Anti-Money Laundering Compliance, Transaction Monitoring Compliance Officer - Employee Trading and Private Investments/Outside Affiliations - VP VP - Compliance Training Vice President Equities Advisory Compliance Banking Compliance Officer - Division of Investment Bank Compliance Management Consultant - Hedge Funds Bank Regulator\y Compliance - VP/Director Bank Regulatory Compliance - AVP/VP Compliance Officer -Change Management Chief Compliance Officer - Asset Management in California Financial Crime Compliance - Enhanced Due Diligence Compliance Coverage Officer for US Finance Anti-Money Laundering Optimization Statistician Regional Team Manager Compliance Product Solutions Anti-Money Laundering - Program Management Office Senior Manager Legal Counsel or Senior Compliance Advisor, Regulatory Reform Senior Compliance Officer- Reporting Compliance - Broker Dealer Division of Asset Management Company Head of Compliance and Regulatory Risk Policies & Procedures Compliance Officer Fixed Income, Structured Products - Compliance Chief Compliance Officer - Registered Investment Advisor Division Compliance Quality Assurance Testing - Investment Bank Records Management Compliance - AVP Anti Money Laundering Compliance - Latin American Compliance Officer - Dodd-Frank Testing + Swap Dealer + Futures Commission Securities Testing Compliance Officer Bank Testing Compliance Officer  Chief Compliance Officer/ Associate General Counsel - Hedge Fund   Sponsored Compliance Jobs  If you are interested in posting your position on our newsletter and blog please click here for more information Deputy Chief Compliance Officer in Denver, Colorado with ALPS, Inc. Senior Compliance Examiner, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Manager, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Regulatory Compliance Specialist in Kirkland, Washington with Cobalt Mortgage Senior Compliance Analyst in Arlington, Virginia with Sands Capital Management Sr. Regulatory Compliance Analyst in Denver, Colorado with ALPS, Inc. Senior Compliance Advisor in Boston, Massachusetts with Fidelity Capital Markets Senior Manager, Ethics & Compliance in New York with Bertelsmann, Inc. Fair Lending Officer in Kirkland, Washington with Cobalt Mortgage Senior Marketing Compliance Analyst in Texas with USAA Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details Regulator probes Deutsche Bank over money laundering controls    German regulator BaFin is looking into whether Deutsche Bank (DBK.DE) should improve the controls it has in place against money laundering, a German paper reported.   Continue to article  U.S. court gives lawsuit over Barclays disclosures a second chance    A U.S. appeals court on Monday said investors may revive a lawsuit accusing Britain's Barclays Plc of misleading them in a 2008 stock offering about its subprime mortgage exposure and ability to manage credit risks.   Continue to article  Try not to be so Obvious and Oblivious with your Job Search    I know, it's not easy coming up with creative excuses and running out to interviews.   Continue to article  Sponsored by:    Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details    Corporate Senior Internal Auditor Counsel - Compliance  Senior Compliance Administrator - Testing & Monitoring  Stringer's Claim of 'Money Laundering' by Spitzer Starts a Legal Debate    Among the accusations that political candidates sling at one another during debates, "money laundering" does not usually come up.   Continue to article  Obama to meet with financial regulators on Dodd-Frank    President Barack Obama will sit down with the leading U.S. financial market regulators on Monday to discuss their progress in implementing the 2010 Wall Street reform law, the White House said.   Continue to article  Sponsored by:    Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955   Please Click Here for More Information New Rules & Regulations 8/19/2013   Rules and regulations of the day.   Continue to article  End of the Options Backdating Era  Before the clamor about the lack of prosecutions from the financial crisis and the current crackdown on insider trading, the practice of backdating stock options came to light seven years ago and prompted a flurry of prosecutions.   Continue to article  Fannie Mae, Freddie Mac Ignoring Write-Offs, Report Says  Fannie Mae and Freddie Mac (FMCC), which have reported record profits after a taxpayer bailout, are ignoring billions of dollars in potential losses on overdue loans as they take three years to adopt a new accounting system, a government auditor said in a letter made public today.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Hiring in China by JPMorgan Under Scrutiny    Federal authorities have opened a bribery investigation into whether JPMorgan Chase hired the children of powerful Chinese officials to help the bank win lucrative business in the booming nation, according to a confidential United States government document.   Continue to article  The First Jobs Of 13 Wall Street Titans    Before they were the masters of the universe, many of the biggest names in finance worked jobs outside of Wall Street.   Continue to article  Fund Set Up for UBS Bailout Repays Loan  The Swiss National Bank said Friday that a fund set up as part of UBS's bailout five years ago had fully repaid a loan it received as part the rescue.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Now Trending at the Executive Gateway Why I'm Voting for Eliot Spitzer 08-19-2013 08:11:47 AM Why I'm Voting for Eliot Spitzer Well I'm not actually voting for Eliot Spitzer since I live in New Jersey. I would vote for him if I lived in New York. I understand that he has a few faults such as cheating on his wife with hookers, lying about cheating on his wife with hookers, "f**king steam rolling" (his words) any and all opponents, and displaying all the warning signs of being a tyrannical evil dictator if he had the chance. Ok, so he has his faults..»   Lessons Learned at a Funeral  08-18-2013 08:22:00 AM Lessons Learned at a Funeral  While this piece may seem somewhat maudlin it is really life affirming. There is nothing like a funeral to drive home the reality that your time here is very brief....» 8 Signs that you work for a Psychopath 08-17-2013 15:55:00 PM 8 Signs that you work for a Psychopath Part 1 Working for a difficult boss is one of the top reasons that compel a person to search for a new job. It is a wonderful work experience to have a nurturing, mentoring, supportive, and positive role model for a manager. However, if you are stuck with a "challenging" manger it could make your life miserable and eventually push you out the door even if you enjoy the job and the company. ...»   Driving an ultra rare $4m Lamborghini 08-16-2013 22:08:11 PM Driving an ultra rare $4m Lamborghini...»   49ers Quarterback and GQ Cover Star Colin Kaepernick 08-16-2013 22:06:00 PM 49ers Quarterback and GQ Cover Star Colin Kaepernick on Brett Favre...»   NFL's Top-Earners 2013 08-16-2013 22:03:51 PM NFL's Top-Earners 2013...»   Inside Warren Buffett's Latest Investment Strategy 08-16-2013 21:53:25 PM Inside Warren Buffett's Latest Investment Strategy...»   Dozens killed in Friday clashes in Cairo  08-16-2013 21:32:30 PM Dozens killed in Friday clashes in Cairo ...» Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information CompliancEx provides our viewers with in depth industry articles, seminar and conference information, advertisers relevant to Compliance and a chance to write editorials for our blog.                                                                  CompliancEX- The Compliance Exchange                www.CompliancEX.com Join Our Mailing List

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