Small Firms Facing Increased Regulatory Scrutiny

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WS&T Daily Alert Friday, August 23, 2013

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FEATURED ARTICLES Small Firms Facing Increased Regulatory Scrutiny By Greg MacSweeney Regulators make small firms jump through the same data backup hoops as their larger peers. READ MORE NEWS HIGHLIGHTS Nasdaq's Investigation Continues After 'Flash Freeze' By Becca Lipman In a statement following the three hour trading halt, Nasdaq says it will continue to investigate the source of the glitch. READ MORE INDUSTRY OPINIONS The Two Faces of Regulation SCI: Reducing Risk While Curbing Innovation? By Salvatore Sferrazza, SunGard While the SEC's draft proposal of Regulation SCI is a major step toward mitigating the potentially hazardous consequences resulting from a market that is increasingly reliant upon rapid-fire technology, the burdens of data collection risks impeding market innovation and inundating the Commission with extreme volumes of data. READ MORE Wall Street & Technology Digital Issue The Exchange Diversification Play This issue of Wall Street & Technology examines the evolving exchange business in today's marketplace. As the trading business continues to shrink, exchanges are selling technology and services to bolster revenues. The traditional exchange operators are offering cloud services, monitoring technology and more. Speak Up! Submit Your Commentary Have an opinion on capital markets IT or trading-related subjects pertinent to the Wall Street community? Join other industry experts and thought leaders, who have already been sharing their knowledge and views with the rest of the Wall Street & Technology Community. Submitting an article is easy. To add your voice to the WS&T Community, click here. Manage Your Newsletter Subscription Keep Getting This Newsletter Add FTNNewsletters@techweb.com to your antispam whitelist Did someone forward this newsletter to you? Receive your own free issue. You are subscribed as EmailAddress To unsubscribe, click here | Privacy Policy. WS&T Daily Alert A free service of Wall Street & Tech Copyright © 2013 United Business Media Limited 240 West 35th Street | New York, NY 10001