| | | The Compliance Exchange News Alert | August 8, 2013 |
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Our client, a top-tier Investment Bank, seeks a candidate that will work in close coordination with other Syndicate Compliance officers to provide product advisory compliance coverage, primarily for the firm's Equity Syndicate activities in the U.S. For more information and to be considered for this role, please get in touch with Michael Tuller - MTuller@compliancesearch.com and feel free to pass the link along to someone else, as well. |
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Provide Compliance coverage to the Fixed Income Commodities and Currencies Group. This role is the primary contact for this critical business, which structures and executes transactions involving various products, mainly FX and currency swaps, and includes providing support for our clients' tax planning in order to deliver commercially-driven tax solutions that are compatible with our purpose as an organization. For more information and to be considered for this role, please get in touch with Michael Tuller - MTuller@compliancesearch.com and feel free to pass the link along to someone else, as well. |
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| Many interviewees don't know how to respond when asked "Tell Me About Yourself". This kind of question could mean many different things and could have a wide variety of answers. Continue to article |
Bank of America Corp.'s traders fought off efforts by the firm in 2007 to include risky Alt-A mortgages in a securitization. That wasn't enough to spare investors from being cheated, according to the U.S. Continue to article |
Wall Street's industry-funded watchdog is fine-tuning its new policy of checking out its arbitrators, a step viewed as all the more necessary after a court tossed out a ruling involving one who was indicted during a case against Goldman Sachs. Continue to article |
Britain's Serious Fraud Office says it temporarily lost track of thousands of documents gathered as part of its investigation into allegations of corruption at defense company BAE Systems PLC. Continue to article |
Bitcoin: all grown up and part of Ponzi schemes. The crypto-currency's anonymous creator must be so proud. Continue to article |
| Sponsored by:  Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955 Please Click Here for More Information |
 Fannie Mae (FNMA.OB), the largest U.S. mortgage finance company, said on Thursday its second-quarter profit nearly doubled to $10.1 billion, triggering another big payment to the U.S. Treasury that could complicate the debate over revamping Fannie and its smaller sibling, Freddie Mac. |
G. Robert Blakey, the law professor who helped draft the U.S. wiretap statute, may submit a brief supporting imprisoned hedge fund manager Raj Rajaratnam's effort to overturn his conviction for insider trading, a U.S. appeals court ruled. Continue to article |
The Justice Department accused Bank of America Corp. (BAC) this week of defrauding Wachovia Corp. and the Federal Home Loan Bank of San Francisco in a 2008 mortgage-bond deal. Here's the funny part: Neither one has claimed it was defrauded by Bank of America in the transaction. Continue to article |
Despite admitting that it made illicit payments to Argentinian customs officials over four years, the Ralph Lauren Corporation raised eyebrows for another reason. Continue to article |
Among the several reporting forms that are issued by the US Financial Crimes Enforcement Network under the Bank Secrecy Act, two undoubtedly rank among the highest of them all in levels of noncompliance. Continue to article |
 The unprecedented frenzy surrounding Federal Reserve Chairman Ben S. Bernanke's potential successor shows that Americans won't let the central bank go back to its opaque and secretive ways. |
JPMorgan Chase disclosed on Wednesday that it faced a criminal and civil investigation into whether it sold shoddy mortgage securities to investors in the run-up to the financial crisis, the latest legal threat to the nation's biggest bank. Continue to article |
|  Commerzbank Chief Financial Officer Stephan Engels said the default of Detroit had dented second-quarter earnings, adding that the lender had made "adequate" provisions. |
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