Tuesday, 6 August 2013

UBS to Pay $50 Million to Settle SEC Claims Over Misleading CDO

Enable images for an optimal experience.

WEALTH MANAGEMENT MADE PERSONAL
OWS Alert ALERT

UBS AG will pay almost $50 million to settle SEC claims that a brokerage unit violated securities laws in the structuring and marketing of a collateralized debt obligation.


You are currently subscribed to onwallstreet.com as: buzzhairs.finance@blogger.com.
Send this eNewsletter to a friend: Click here
Unsubscribe from this mailing list: Click here
Update your Profile: Click here
To unsubscribe to other SourceMedia posts contact our Customer Service department at the phone number provided below.

Source Media

SourceMedia
One State Street Plaza, 27th Floor New York, NY 10004
Phone: (800) 221-1809

No comments:

Post a Comment