Friday, 9 August 2013

Why You Don't Get Feedback on Your Interviews

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The Compliance Exchange News AlertAugust 9, 2013

Our client, a global financial services firm, seeks a Senior Compliance Officer to provide compliance support, training, and surveillance to its business lines. This role will be directly reporting to and working closely with the Designated Compliance Officer US/Americas and will be primarily responsible for providing support for execution of Compliance responsibilities in the region specifically Brazil. The position will require understanding of local and US securities regulations.

 

For more information and to be considered for this role, please get in touch with Michael Lane - Mlane@compliancesearch.com and feel free to pass the link along to someone else, as well.

 

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A common lament we hear from interviewees is that they don't get feedback after their interviews.

 

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She apparently doesn't know the meaning of the word no.

 

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Federal regulators are seeking to level civil charges against JPMorgan Chase and extract a rare admission of wrongdoing from the nation's biggest bank as an investigation into a multibillion-dollar trading loss enters its final stage.

 

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Bruno Iksil, the former trader known as the "London whale," is unlikely to face charges related to bets that backfired into losses of more than $6 billion for J.P. Morgan ChaseJPM -0.86% & Co., according to people close to the matter.

 

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Beth Glover was a juror on the trial of former Goldman Sachs trader Fabrice Tourre. When the lawyers were discussing the mortgages tied to the securities at the center of the case, Glover realized that, for all intents and purposes, they were talking about her mortgage.

 

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Pace University and the Association of International Bank Auditors (AIBA) announce a NEW and EXPANDED CCRP® program starting September 5, 2013. This six-month program with 20 three-hour sessions adds two new modules on securities law and consumer protection law. For more information, contact Professor John James, Pace University Graduate Center, One Martine Avenue, Room 520, White Plains, NY 10606,jjames@pace.edu, 203-536-9955  

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He's still not one to pull punches.

 

There's an interesting little example of the way in which well meaning regulation has significant costs here. You'll recall that HSBC was hit with $1.9 billion in fines over allegations about money laundering?

 

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The U.S. Department of Justice has stepped up a probe in recent weeks into Bear Stearns mortgage dealings in the run-up to the financial crisis, adding to JPMorgan Chase & Co's legal problems, according to three sources familiar with the situation.

 

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UBS AG has agreed to pay $120 million to settle a lawsuit by investors who accused the Swiss bank of misleading them about the financial condition of Lehman Brothers Holdings Inc in connection with the sale of structured notes.

 

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It took them a while, but the Feds are finally going after some of the country's biggest banks for alleged wrongdoing during the great housing and credit bubble.

 

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Bank of America has deducted $12 monthly fees from the account of a customer who died in March. And it can legally continue doing so for years.

 

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The criminal investigation of JPMorgan Chase & Co.'s mortgage-backed securities practice is evidence a U.S. Justice Department task force set up to investigate causes of the financial crisis is finally getting some traction against banks blamed for ruining the economy.
 
The Federal Reserve governor leading the central bank's effort to tighten financial regulation has a decision to make as its governing board is reshaped: Should he stay or should he go?
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Parkour Training Heads Indoors in NYC - 2013 Video 

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How Ashton Kutcher Became Steve Jobs | "Jobs" Movie Preview..

 

08-09-2013 10:17:04 AM

Friday Morning Compliance News Roundup Wells Fargo & Co. (WFC) didn't misrepresent its securities-lending program to Blue Cross Blue Shield of Minnesota and 11 other institutional investors and isn't liable for any losses, a federal jury found. The St. Paul, Minnesota, jury yesterday cleared the bank of all allegations the investors made in their 2011 lawsuit. ...»

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