Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions

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Wall Street Job Report Newsletter July 24, 2013                    Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions 07-24-2013 11:35:49 AM RBS failed to properly report 44.8 million transactions between November 2007 and February 2013; and failed altogether to report 804,000 transactions between November 2007 and February 2012. This represents 37% of relevant transactions carried out by RBS in this period, (...)Read the rest of this entry »...» Steve Cohen has seven monitors at his desk. Should you, too? 07-24-2013 15:51:06 PM Last week, the US Securities and Exchange Commission (SEC) accused  hedge funder Steve Cohen, the founder of SAC Capital, of failing to properly supervise his employees who engaged in insider trading. Today, Cohen's lawyers refuted the civil charges with a 46-page white paper. (...)Read the rest of this entry »....» Deutsche Bank Will Shoot Itself In The Foot To Avoid Giving International Regulators The Pleasure 07-24-2013 13:30:31 PM Nobody can boost their leverage ratio with steely determination and cold efficiency like a German. Deutsche Bank plans to increase its so-called leverage ratio, which measures the capital base against total assets, to 3% by 2015, by shedding assets and retaining earnings, (...)Read the rest of this entry »...»  European Banks Face Capital Gap With Focus on Leverage 07-24-2013 13:24:59 PM Europe's biggest banks, which more than doubled their highest-quality capital to $1 trillion since 2007 to meet tougher rules, may have further to go as regulators scrutinize how lenders judge the riskiness of their assets. Deutsche Bank AG (DBK), Barclays Plc (...)Read the rest of this entry »...» It's The 30-Year Anniversary Of The Greatest Wall Street Movie Ever Made: Here's The Story Behind It 07-24-2013 11:28:34 AM In June of 1983, "Trading Places" was released in theaters. It remains the greatest Wall Street movie ever made. Thirty years later, most regard it as part of the canon of American comedies, having launched, revived, or defined the careers (...)Read the rest of this entry »The post It's The 30-Year Anniversary Of The Greatest Wall Street Movie Ever Made: Here's The Story Behind It appeared first on The Wall Street Job Report....» Please Click Here For More Information BlackRock Executive Says No to Top Job at R.B.S. 07-24-2013 16:47:24 PM BlackRock's top executive in Asia, Mark McCombe, has turned down an approach by the Royal Bank of Scotland, which is hunting for a new chief executive. "We can confirm that Mark has been approached by R.B.S. as part of its C.E.O. (...)Read the rest of this entry »...» Congratulations, You Received a Job Offer; What Should You Do Now? 07-24-2013 16:17:16 PM After more than a dozen interviews conducted over the course of four months, human resources has informed you that the firm is ready to prepare an offer. A wave of excitement and relief washes over you. You feel vindicated for (...)Read the rest of this entry »...» Hedge Fund Drama, Appearing on Your Screen 07-24-2013 15:54:36 PM It was a locker room diss between billionaires. But it took place on the computer screens of traders across Wall Street. A longstanding dispute over the nutritional supplements company Herbalife - which helped a business channel put reality television to shame earlier (...)Read the rest of this entry »...» Inside Last Night's Poker Tournament With Hedge Funders, Poker Pros, And Legendary NYC Athletes 07-24-2013 14:26:09 PM Hundreds of hedge fund professionals filled Gotham Hall in Midtown Manhattan last night for the 4th annual "Take 'Em To School" charity poker tournament. This year's event raised funds for Education Reform Now, an advocacy organization that's committed to making (...)Read the rest of this entry »...» Jobs of the Day  Sponsored by:  Compliance Jobs   Click here to find out more information on how to post your position on www.ComplianceJobs.com   Executive Director, Head of Anti-Money Laundering    Surveillance Compliance Officer    Advertising, Marketing Material Review Compliance, AVP    VP, Product Compliance Officer, High-Net Worth Client    BSA/Anti-Money Laundering Compliance Officer    Litigation Paralegal Analyst- Investment Bank    Senior Compliance Analyst, Policies and Procedures  Senior Compliance Training Analyst   Senior Compliance Officer - Investment Advisory  Head of Training, Policies and Procedures   Anti-Money Laundering , Financial Crimes    Compliance Control Room AVP    Hedge Fund Compliance Associate  Hedge Fund Compliance Officer    Senior Compliance Manager - Asset Management    Investment Guidelines - Compliance Analyst  Bank - Monitoring and Testing   Associate Director of Bank Regulatory Affairs    Deputy Chief Compliance Officer  Chief Compliance Officer - Hedge Fund   Investment Advisor Compliance Officer    Compliance Director - Trust    Experienced Executive Recruiters & Recruiter Trainees    Compliance: Branch Office Inspections & Internal Controls Testing    Director, Monitoring and Testing Compliance Officer  Logistics Compliance Financial Crime Compliance Change Management - Senior Project Manager/Team Leader - Vice President Anti Money Laundering Compliance Officer Compliance Manager - Wrap Accounts   Vice President Compliance - Merchant Banking & Real Estate Division    Global Transaction Banking Compliance Officer  Legal Analyst - Paralegal - Asset Management   Control Room - Compliance Officer    Vice President, Compliance Policy    Business Unit Compliance Officer - Prime Services    VP - Market Risk Management - International Bank    Business Unit Compliance Officer - Prime Services  Equities Trading Floor Compliance - VP    Anti Money Laundering Cross Border Services  Legal/Compliance Officer - Commodities   Compliance Officer - Asset Management    Futures Trade Surveillance Compliance - VP  Compliance Officer Advisory - Registered Investment Advisor Compliance Officer - Anti-Bribery and Corruption Compliance Officer - Anti-Money Laundering   Securities Compliance Officer - VP  Bank Compliance Testing & Monitoring VP Senior Compliance Officer - Fair Lending Equities Sales + Trading Floor Compliance Advisory - AVP   Designated Market Maker Surveillance Analyst    Privacy and Information Risk Governance - VP    Records Management Compliance Head - VP    Fixed Income / Credit Compliance, Director Level    VP Fixed Income Surveillance Consumer Banking Compliance Officer Compliance Officer - Employee Trading and Private Investments/Outside Affiliations - VP Senior Compliance Officer in Missouri with NISA Investment Advisors, L.L.C. Compliance Officer -Change Management Bank Regulatory Compliance - VP/Director Bank Regulatory Compliance - AVP/VP Compliance Management Consultant - Hedge Funds VP - Compliance Training Vice President Equities Advisory Compliance Banking Compliance Officer - Division of Investment Bank   Now Trending at the Executive Gateway Obama: Nearly All Income Gains Flow to Top 1% 07-24-2013 16:05:19 PM Obama: Nearly All Income Gains Flow to Top 1%...» The 6 Shoes That Will Last a Lifetime Everything has a top... 07-24-2013 15:34:43 PM The 6 Shoes That Will Last a Lifetime Everything has a top shelf-that's why Dom Pérignon, Aston Martins, and Jennifer Lawrence all exist-and this is the top shelf of dress shoes. Feast your eyes (and your wallets) on the six best hunks of tanned hide that money can buy....» Right now, Larry Summers is the front-runner for Fed chair 07-24-2013 15:32:00 PM Right now, Larry Summers is the front-runner for Fed chair The word among Federal Reserve watchers right now is that the choice is down to Janet Yellen or Larry Summers as Ben Bernanke's replacement. I can't find anyone who really thinks it'll be Roger Ferguson, Tim Geithner, Alan Blinder, or some other dark horse....»   Game of Desks - Late Night With Jimmy Fallon 07-24-2013 14:59:29 PM Game of Desks - Late Night With Jimmy Fallon...» Best Home Sales in Five Years Signal U.S. Building 07-24-2013 14:51:27 PM Best Home Sales in Five Years Signal U.S. Building Gain Sales of new U.S. homes rose in June to the highest level in five years, pointing to gains in residential construction that will support the economic expansion in the second half of the year....»   Watch Fiona Apple's music video for 'Hot... 07-24-2013 14:48:29 PM Watch Fiona Apple's music video for 'Hot Knife' Beyond a report of her arrest on drug charges in Texas and a letter she posted on Facebook about her ailing dog, we haven't heard much from Fiona Apple since the release last year of her excellent comeback album "The Idler Wheel..."...»   Executive Fight Night 07-24-2013 14:35:01 PM Executive Fight Night...»   Bentley Preparing Most Expensive Ultra-Luxury SUV 07-24-2013 11:17:00 AM Bentley Preparing Most Expensive Ultra-Luxury SUV...» Wednesday Morning Compliance Roundup  07-24-2013 07:29:06 AM Wednesday Morning Compliance Roundup Enforcement lawyers at the U.S. Commodity Futures Trading Commission have circumvented formal agency votes to begin investigations unilaterally, according to Scott O'Malia, a Republican member of the commission. ...»   Weiner: Not Dropping Out of NYC Race - Wall Street Journal 07-24-2013 07:24:06 AM Weiner: Not Dropping Out of NYC Race - Wall Street Journal...»   Weiner's Wife, Huma, Says She's Forgiven Him - Wall... 07-24-2013 07:23:21 AM Weiner's Wife, Huma, Says She's Forgiven Him - Wall Street Journal...» Criminal Indictment Is Expected for SAC Capital Advisors 07-24-2013 07:22:20 AM Federal authorities are poised to level a criminal indictment against SAC Capital Advisors, the......» 'Walking Dead' market: Why the rally keeps... 07-24-2013 07:19:00 AM 'Walking Dead' market: Why the rally keeps going Call it the Zombie Market, if you will, a staggering, stumbling, somnambulant thing of macabre beauty that sustains slings, arrows and shotgun blasts but still marches forward. ...»

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