Regulators Prepare Penalties for JPMorgan

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Wall Street Job Report Newsletter August 29, 2013                    Regulators Prepare Penalties for JPMorgan 08-29-2013 11:50:20 AM Two federal regulators are preparing a series of enforcement actions and fines against JPMorgan Chase stemming from its dealings with consumers during the recession, presenting the latest legal threat to the nation's biggest bank. The regulators, the Office of the Comptroller of the (...)Read the rest of this entry »...»   U.S. probe into JPMorgan hiring practices widens 08-29-2013 12:24:38 PM U.S. government investigations into the hiring practices of JPMorgan (JPM.N) in China have uncovered evidence including a spreadsheet that links hires to specific deals, Bloomberg News reported, citing people with knowledge of the matter. The Justice Department has joined the Securities and (...)Read the rest of this entry »...» U.S. banking industry earned $42.2 billion in second quarter: FDIC 08-29-2013 12:15:46 PM U.S. bank earnings rose to a record high $42.2 billion during the second quarter of 2013 as trading income jumped and banks reduced the funds they set aside in case of losses. Data released on Thursday by the Federal Deposit Insurance Corp (FDIC) showed (...)Read the rest of this entry »...»  Nasdaq to investigate trading glitch, improve communications 08-29-2013 12:09:51 PM Nasdaq OMX Group said it will undertake a thorough forensic analysis in coming weeks of the massive trading outage that paralyzed the exchange for more than three hours last week, and pledged to better communicate with the industry in case of (...)Read the rest of this entry »...» UBS creating Nashville hub, adding 1,000 jobs 08-29-2013 11:54:29 AM Financial services firm UBS AG on Wednesday announced it will consolidate back office functions in Nashville, creating 1,000 jobs in the city over the next five years. Kathleen Lynch, the chief operating officer of UBS Group Americas and Wealth Management (...)Read the rest of this entry »...» Sponsored by: Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details Corporate Senior Internal Auditor Counsel - Compliance Senior Compliance Administrator - Testing & Monitoring Exclusive: Citadel, Virtu, Two Sigma, RGM bid for E*Trade unit - sources 08-29-2013 12:26:24 PM Citadel LLC, Virtu Financial, Two Sigma and RGM Advisors are among the companies bidding for E*Trade Financial Corp's (ETFC.O) market-making unit in a deal expected to be worth $100 million to $200 million, several sources with direct knowledge of the (...)Read the rest of this entry »...» Hedge fund Karsch Capital to shut down after 13 years: letter 08-29-2013 13:01:32 PM (Reuters) - Hedge fund manager Michael Karsch is shutting down his 13-year-old firm, Karsch Capital Management, in order to "think about the next chapter" of his career. "I have decided to return capital to investors at the end of the (...)Read the rest of this entry »...»   In N.Y. Mayoral Race, Small Checks From Hedge Fund Giants 08-29-2013 12:52:30 PM Hedge fund titans are making a $170,336 bet that Christine C. Quinn is the best candidate to run New York. Ms. Quinn, a Democrat and the City Council speaker, has received that amount in donations from the hedge fund industry. Paltry though (...)Read the rest of this entry »...» Sponsored by: For More Information Please Click Here Sponsored by: For More Information Please Click Here Jobs of the Day  Sponsored by:  Compliance Jobs   Click here to find out more information on how to post your position on www.ComplianceJobs.com   Global Regulatory Developments VP- Investment Bank    Compliance Officer OFAC and Sanctions AVP    VP - Fixed Income Sales and Trading Compliance    Senior Regulatory Inquiries Analyst    Commodities Compliance Officer    Compliance Analyst - Forensic Testing    Assistant Manager Regulatory Inquiries    Compliance Asset Management / Broker-Dealer    Fixed Income Compliance Examiner    Municipal Securities Compliance    Financial Crime Compliance Testing/AVP    Emerging Markets Compliance Officer    Control Room - Deputy Manager    Senior Counsel/ Director Market Documentation    Compliance Document Negotiator    Financial Crime Compliance - Enhanced Due Diligence AVP    Anti-Money Laundering Transaction Monitoring VP    Compliance Surveillance Associate    Vice President - Senior Compliance Officer    Investment Banking Compliance Attorney    Investment Banking/Capital Markets Compliance Attorney    Investment Bank Syndicate Compliance Director Level    FX Currency, Fixed Income Compliance    Compliance Director, OTC Derivatives - Regulator    Hedge Fund Compliance Analyst    Hedge Fund Compliance Attorney    Compliance Manager - Futures and Commodities    Executive Director, Head of Anti-Money Laundering    Surveillance Compliance Officer    Advertising, Marketing Material Review Compliance, AVP    VP, Product Compliance Officer, High-Net Worth Client    BSA/Anti-Money Laundering Compliance Officer    Litigation Paralegal Analyst- Investment Bank    Senior Compliance Analyst, Policies and Procedures  Senior Compliance Training Analyst   Senior Compliance Officer - Investment Advisory  Head of Training, Policies and Procedures   Anti-Money Laundering , Financial Crimes    Compliance Control Room AVP    Hedge Fund Compliance Associate  Hedge Fund Compliance Officer    Senior Compliance Manager - Asset Management    Investment Guidelines - Compliance Analyst  Bank - Monitoring and Testing   Associate Director of Bank Regulatory Affairs    Deputy Chief Compliance Officer  Chief Compliance Officer - Hedge Fund   Investment Advisor Compliance Officer    Compliance Director - Trust    Experienced Executive Recruiters & Recruiter Trainees    Compliance: Branch Office Inspections & Internal Controls Testing    Director, Monitoring and Testing Compliance Officer  Logistics Compliance Sponsored by: For More Information Please Click Here Now Trending at the Executive Gateway The Bernie Madoff of China: Con man or victim? 08-29-2013 14:15:05 PM In Yangshi village in the south central Chinese province of Hunan, villagers debate the fate of......» Obama hails MLK on 50th anniversary of 'I Have a Dream' speech 08-29-2013 14:04:20 PM President Obama honored Dr. Martin Luther King Jr. yesterday - the 50th anniversary of King's "I......» Hotel rooms for homeless cost city more than luxury apartments, lawsuit claims 08-29-2013 14:01:53 PM For this price, the city could put the homeless in doorman buildings. The Department of Homeless....» Eleven-year-old boy genius is now a college freshman 08-29-2013 13:58:04 PM He's the littlest man on campus. A brainy 11-year-old from Texas is now a college freshman ..» Ground Zero, Auschwitz, Anne Frank's House: Are these the worst selfies ever? 08-29-2013 13:54:45 PM Who takes a photo at a 9/11 memorial site, concentration camp or Vietnam memorial? Well,....» Nasdaq Gains 1%: Stocks Rise Following Economic Data 08-29-2013 12:39:02 PM The stock market rose Thursday as investors weighed positive economic reports against worries....» These Four Massive Threats Are Hitting Financial Markets All At Once 08-29-2013 12:19:25 PM Everything seems to be going wrong all at once for the world's financial markets. August is....» Janet Yellen Owns A Stamp Collection Worth Up To $50,000 08-29-2013 12:16:29 PM WASHINGTON - Federal Reserve Vice Chair Janet Yellen, a leading contender to replace Ben....» Bad news: CNBC hits 20-year ratings nadir 08-29-2013 12:13:48 PM Tv viewers continued to trade out of CNBC in August. The business news cable network posted some....». Upbeat US GDP Data Brings Fed Reserve's Feared QE Tapering Closer 08-29-2013 10:54:56 AM Department of Commerce's Bureau of Economic Analysis revises up Q2 GDP growth to 2.5%.....» Hamptons McMansions Herald a Return of Excess 08-29-2013 10:32:46 AM BRIDGEHAMPTON, N.Y. - Porsche ads clog the local radio here, houses are renting at close to the....» Highest-paid CEOs in US are often fired or fined: Study 08-29-2013 09:46:49 AM About 40 percent of the highest-paid CEOs in the United States over the past 20 years eventually....» Free arts and culture this week in New York City 08-29-2013 09:40:14 AM Metropolitan Opera Summer HD Festival Keep your fingers crossed for clear skies and cool breezes....»

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