The Big Banks are Getting Spanked by the Regulators

Having trouble viewing this email? Click here

The Compliance Exchange News Alert August 29, 2013 Job Spotlight: Anti-Money Laundering Compliance Executive One of America's best and most innovative banks seeks an experienced Anti-Money Laundering Compliance Professional. The BSA/AML Officer is responsible for developing, implementing and overseeing all aspects of the Bank Secrecy Act Compliance Program. A deep knowledge of BSA and Sanctions laws and regulations, including strong expertise in leading industry practices in BSA programs is needed.    The successful candidate will have particular applied expertise in BSA/AML compliance for internationally focused activities, including but not limited to international wires, remittance business, trade finance and commercial and private banking.   For more information and to be considered for this role, please get in touch with Michael Lane - MLane@compliancesearch.com and feel free to pass the link along to someone else, as well.   Click here to read the full description. Connect With Us We are now on Instagram! ComplianceJobs.com Provided by Click here to see Jack Kelly speaking at an event on Recruiting with Social Media and be awarded as an Elite Recruiter VP - Fixed Income Sales and Trading Compliance Compliance Officer OFAC and Sanctions AVP Global Regulatory Developments VP- Investment Bank Compliance Analyst - Forensic Testing Compliance Asset Management / Broker-Dealer Assistant Manager Regulatory Inquiries Commodities Compliance Officer Senior Regulatory Inquiries Analyst Financial Crime Compliance Testing/AVP Fixed Income Compliance Examiner Municipal Securities Compliance Emerging Markets Compliance Officer Senior BSA/ Anti-Money Laundering Banking Officer Control Room - Deputy Manager Senior Counsel/ Director Market Documentation Compliance Document Negotiator Vice President - Senior Compliance Officer Financial Crime Compliance - Enhanced Due Diligence AVP Anti-Money Laundering Transaction Monitoring VP Compliance Surveillance Associate Investment Bank Syndicate Compliance Director Level Compliance Director, Investigations and Examinations Investment Banking Compliance Attorney Investment Banking/Capital Markets Compliance Attorney Compliance Manager - Futures and Commodities Compliance Director, OTC Derivatives - Regulator Hedge Fund Compliance Analyst Hedge Fund Compliance Attorney Private Equity - Compliance Executive Administrative Assistant Staff Accountant/Product Controller - Boutique Proprietary Trading Firm - Wall Street Compliance Policy Administration Associate Chief Compliance Officer - Private Bank Compliance, Audit and Risk Specialist Guideline Monitoring Investment Management Compliance Officer Legal and Compliance Associate- Asset Management General Counsel/ Chief Compliance Officer Surveillance Compliance Officer Executive Director, Head of Anti-Money Laundering Financial Crimes Compliance Attorney Advertising, Marketing Material Review Compliance, AVP BSA/Anti-Money Laundering Compliance Officer Litigation Paralegal Analyst- Investment Bank VP, Product Compliance Officer, High-Net Worth Client Senior Compliance Analyst, Policies and Procedures Senior Compliance Training Analyst Senior Compliance Officer - Investment Advisory Head of Training, Policies and Procedures Anti-Money Laundering , Financial Crimes Compliance Control Room AVP Business Development Manager -AML Software Sales Financial Investigations Unit Analyst Compliance Testing Manager Hedge Fund Compliance Associate Hedge Fund Compliance Officer VP - Anti-Money Laundering Advisory Compliance - Global Transaction Bank Data Loss Prevention Surveillance - Analyst Chief Compliance Officer - Private Bank Investment Guidelines - Compliance Analyst Compliance Assistant - Private Equity/Alternative Investment Large Holdings Compliance - AVP Associate Director of Bank Regulatory Affairs Deputy Chief Compliance Officer Chief Compliance Officer - Hedge Fund Compliance: Branch Office Inspections & Internal Controls Testing Experienced Executive Recruiters & Recruiter Trainees Compliance Director - Trust Logistics Compliance Compliance Manager - Wrap Accounts Director, Monitoring and Testing Compliance Officer Financial Crime Compliance Change Management - Senior Project Manager/Team Leader - Vice President Anti Money Laundering Compliance Officer Vice President Compliance - Merchant Banking & Real Estate Division Legal Analyst - Paralegal - Asset Management SENIOR ACCOUNTANT - COMMODITIES BROKERAGE Senior Compliance Advisor, Regulatory Reform Dodd-Frank, Futures, Swaps Control Room - Compliance Officer Vice President, Compliance Policy Business Unit Compliance Officer - Prime Services Anti Money Laundering Cross Border Services Equities Trading Floor Compliance - VP Chief Compliance Officer - Consumer Bank Compliance Counsel - Consumer Bank Compliance Officer - Asset Management VP, Investment Advisory Compliance Corporate Policies & Procedures Compliance Sales Material Compliance Senior Associate Compliance Manager Internal Auditor Registrations Compliance AVP FX Currency, Fixed Income Compliance Regulatory Compliance Manager VP Institutional Bank Compliance Insurance Regulatory Compliance Compliance Officer Advisory - Registered Investment Advisor Futures Trade Surveillance Compliance - VP  Compliance Officer - Anti-Bribery and Corruption Compliance Officer - Anti-Money Laundering Securities Compliance Officer - VP Bank Compliance Testing & Monitoring VP  Senior Compliance Officer - Fair Lending Equities Sales + Trading Floor Compliance Advisory - AVP Privacy and Information Risk Governance - VP Records Management Compliance Head - VP Fixed Income / Credit Compliance, Director Level Designated Market Maker Surveillance Analyst VP Fixed Income Surveillance Consumer Banking Compliance Officer VP, Anti-Money Laundering Compliance, Transaction Monitoring AVP, Anti-Money Laundering Compliance, Transaction Monitoring Compliance Officer - Employee Trading and Private Investments/Outside Affiliations - VP VP - Compliance Training Vice President Equities Advisory Compliance Banking Compliance Officer - Division of Investment Bank Compliance Management Consultant - Hedge Funds Bank Regulator\y Compliance - VP/Director Bank Regulatory Compliance - AVP/VP Compliance Officer -Change Management Chief Compliance Officer - Asset Management in California Financial Crime Compliance - Enhanced Due Diligence Compliance Coverage Officer for US Finance Anti-Money Laundering Optimization Statistician Regional Team Manager Compliance Product Solutions Anti-Money Laundering - Program Management Office Senior Manager Legal Counsel or Senior Compliance Advisor, Regulatory Reform Senior Compliance Officer- Reporting Compliance - Broker Dealer Division of Asset Management Company Head of Compliance and Regulatory Risk Policies & Procedures Compliance Officer Fixed Income, Structured Products - Compliance Chief Compliance Officer - Registered Investment Advisor Division Compliance Quality Assurance Testing - Investment Bank Records Management Compliance - AVP Anti Money Laundering Compliance - Latin American   Sponsored Compliance Jobs  If you are interested in posting your position on our newsletter and blog please click here for more information Associate - Compliance and Operations in Fort Lee, NJ with Pathstone Family Office Compliance Officer in Dallas, Texas with Tolleson Wealth Management Deputy Chief Compliance Officer in Denver, Colorado with ALPS, Inc. Senior Compliance Examiner, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Manager, OTC Derivatives in Chicago and New York with National Futures Association (NFA) Regulatory Compliance Specialist in Kirkland, Washington with Cobalt Mortgage Senior Compliance Analyst in Arlington, Virginia with Sands Capital Management Sr. Regulatory Compliance Analyst in Denver, Colorado with ALPS, Inc. Senior Compliance Advisor in Boston, Massachusetts with Fidelity Capital Markets Senior Manager, Ethics & Compliance in New York with Bertelsmann, Inc. Fair Lending Officer in Kirkland, Washington with Cobalt Mortgage Senior Marketing Compliance Analyst in Texas with USAA Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details Sponsored By:    Click here for more details The Big Banks are Getting Spanked by the Regulators    Never mind twerking, US regulators are doing the bank spank.   Continue to article  Bank Executive Admits to Using Bailout Money to Buy Condo    In November 2008, during the depths of the financial crisis, Darryl Layne Woods, a bank executive in Missouri, applied to the United States Treasury for bailout money. His bank received $1 million.   Continue to article  Regulators Prepare Penalties for JPMorgan    Two federal regulators are preparing a series of enforcement actions and fines against JPMorgan Chase stemming from its dealings with consumers during the recession, presenting the latest legal threat to the nation's biggest bank.   Continue to article  Sponsored by: Please Click Here for More Information Swiss Banks Deal Near In Tax Haven Crackdown, Justice Department Says    The U.S. and Switzerland are nearing a deal that would allow some Swiss banks to avoid prosecution for sheltering the funds of wealthy Americans seeking to dodge U.S. taxes, a senior Justice Department official said Wednesday.   Continue to article  Regulators Back Away From Tougher Mortgage Rules  Federal regulators retreated from a proposal that would have toughened rules for the mortgage securities market, a defeat for advocates of tighter standards and a victory for the housing lobby.   Continue to article  Sponsored by: Please Click Here for More Information New Rules & Regulations 8/29/2013  Compliance rules and regulations of the day.   Continue to article  Banks win another reprieve from post-crisis regs   Regulators have, once again, backed down on a piece of financial regulation put in place in the wake of the financial crisis. And that's too bad.   Continue to article  Ex-HealthSouth CEO Scrushy loses bid to end SEC ban    A federal judge rejected former HealthSouth Corp Chief Executive Richard Scrushy's bid to lift a ban on his serving as an officer or director of a public company, which was part of his settlement of U.S. Securities and Exchange Commission charges that he masterminded a $2.6 billion accounting fraud.   Continue to article  Sponsored by: Please Click Here for More Information U.S. Subpoena of Wall Street Due Diligence Firm Targets Banks The U.S. Justice Department has subpoenaed documents from what was Wall Street's largest mortgage due-diligence firm as it ratchets up an investigation into bank actions in the years before the financial crisis.   Continue to article  Compliance Around the World 8/29/13 International Compliance News & Jobs;    Articles -Banker Saves 20,000 From Nepal to Uganda With Her Profits  -ING to Sell South Korean Insurance Unit for $1.7 Billion -Co-op boss says sorry for big bank loss   Jobs -Head of Compliance & Risk - UK London -Compliance Officer - Advisory - UK London -Compliance manager - Control Room and Investment Banking -UK London       Continue to article  Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information U.S. probe into JPMorgan hiring practices widens  U.S. government investigations into the hiring practices of JPMorgan (JPM.N) in China have uncovered evidence including a spreadsheet that links hires to specific deals, Bloomberg News reported, citing people with knowledge of the matter.   Continue to article  UBS creating Nashville hub, adding 1,000 jobs  Financial services firm UBS AG on Wednesday announced it will consolidate back office functions in Nashville, creating 1,000 jobs in the city over the next five years.   Continue to article  Sponsored by: Please Click Here for More Information Sponsored by:    Toyota Financial Services currently have several open compliance roles. Join a dynamic company known for rapid growth and solid success. Please click on any of the links below for more details    Corporate Senior Internal Auditor Counsel - Compliance  Senior Compliance Administrator - Testing & Monitoring  Sponsored by: Please Click Here for More Information Now Trending at the Executive Gateway The Bernie Madoff of China: Con man or victim? 08-29-2013 14:15:05 PM In Yangshi village in the south central Chinese province of Hunan, villagers debate the fate of......» Obama hails MLK on 50th anniversary of 'I Have a Dream' speech 08-29-2013 14:04:20 PM President Obama honored Dr. Martin Luther King Jr. yesterday - the 50th anniversary of King's "I......» Hotel rooms for homeless cost city more than luxury apartments, lawsuit claims 08-29-2013 14:01:53 PM For this price, the city could put the homeless in doorman buildings. The Department of Homeless....» Eleven-year-old boy genius is now a college freshman 08-29-2013 13:58:04 PM He's the littlest man on campus. A brainy 11-year-old from Texas is now a college freshman ..» Ground Zero, Auschwitz, Anne Frank's House: Are these the worst selfies ever? 08-29-2013 13:54:45 PM Who takes a photo at a 9/11 memorial site, concentration camp or Vietnam memorial? Well,....» Nasdaq Gains 1%: Stocks Rise Following Economic Data 08-29-2013 12:39:02 PM The stock market rose Thursday as investors weighed positive economic reports against worries....» These Four Massive Threats Are Hitting Financial Markets All At Once 08-29-2013 12:19:25 PM Everything seems to be going wrong all at once for the world's financial markets. August is....» Janet Yellen Owns A Stamp Collection Worth Up To $50,000 08-29-2013 12:16:29 PM WASHINGTON - Federal Reserve Vice Chair Janet Yellen, a leading contender to replace Ben....» Bad news: CNBC hits 20-year ratings nadir 08-29-2013 12:13:48 PM Tv viewers continued to trade out of CNBC in August. The business news cable network posted some....». Upbeat US GDP Data Brings Fed Reserve's Feared QE Tapering Closer 08-29-2013 10:54:56 AM Department of Commerce's Bureau of Economic Analysis revises up Q2 GDP growth to 2.5%.....» Hamptons McMansions Herald a Return of Excess 08-29-2013 10:32:46 AM BRIDGEHAMPTON, N.Y. - Porsche ads clog the local radio here, houses are renting at close to the....» Highest-paid CEOs in US are often fired or fined: Study 08-29-2013 09:46:49 AM About 40 percent of the highest-paid CEOs in the United States over the past 20 years eventually....» Free arts and culture this week in New York City 08-29-2013 09:40:14 AM Metropolitan Opera Summer HD Festival Keep your fingers crossed for clear skies and cool breezes....» Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information Sponsored by: Please Click Here for More Information CompliancEx provides our viewers with in depth industry articles, seminar and conference information, advertisers relevant to Compliance and a chance to write editorials for our blog.                                                                  CompliancEX- The Compliance Exchange                www.CompliancEX.com

Forward email This email was sent to buzzhairs.finance@blogger.com by jackkelly@compliancex.com |   Update Profile/Email Address | Instant removal with SafeUnsubscribe™ | Privacy Policy. CompliancEX | 450 7th Avenue, Suite 1409 | New York | NY | 10123